| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 1,083,280 | 18,492,000 | 32.74% | ||
| 2 | MORGAN STANLEY | 435,998 | 7,442,000 | 13.17% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 361,699 | 6,174,000 | 10.93% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 321,675 | 5,491,000 | 9.72% | ||
| 5 | 1607 Capital Partners, LLC | 216,056 | 3,688,000 | 6.53% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 197,649 | 3,375,000 | 5.97% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 155,000 | 2,646,000 | 4.68% | ||
| 8 | Invesco Ltd. | 96,866 | 1,654,000 | 2.93% | ||
| 9 | Advisors Asset Management, Inc. | 95,460 | 1,630,000 | 2.89% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 68,054 | 1,162,000 | 2.06% | ||
| 11 | Saba Capital Management, L.P. | 55,584 | 949,000 | 1.68% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 55,371 | 945,000 | 1.67% | ||
| 13 | WELLS FARGO & COMPANY/MN | 50,350 | 859,000 | 1.52% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 26,356 | 449,000 | 0.79% | ||
| 15 | DOLIVER ADVISORS, LP | 25,647 | 438,000 | 0.78% | ||
| 16 | Shaker Financial Services, LLC | 21,810 | 372,000 | 0.66% | ||
| 17 | Virtu KCG Holdings LLC | 15,548 | 265,000 | 0.47% | ||
| 18 | CITIGROUP INC | 12,820 | 219,000 | 0.39% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 4,500 | 77,000 | 0.14% | ||
| 20 | U S GLOBAL INVESTORS INC | 4,372 | 75,000 | 0.13% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 2,761 | 47,000 | 0.08% | ||
| 22 | AMERIPRISE FINANCIAL INC | 1,150 | 20,000 | 0.04% | ||
| 23 | ROYAL BANK OF CANADA | 520 | 9,000 | 0.02% | ||
| 24 | DEUTSCHE BANK AG\ | 500 | 8,000 | 0.01% | ||
| 25 | MSI Financial Services Inc | 155 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
