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PIMCO INCOME OPPORTUNITY FD
PIMCO INCOME OPPORTUNITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 43 Institutional holders with a total value of $80,826,121.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Horizon Kinetics LLC 590,929 16,304,000 20.17%
2 COHEN & STEERS, INC. 527,308 14,548,000 18.00%
3 GUGGENHEIM CAPITAL LLC 361,726 9,976,000 12.34%
4 Invesco Ltd. 293,764 8,105,000 10.03%
5 WELLS FARGO & COMPANY/MN 191,113 5,273,000 6.52%
6 BANK OF AMERICA CORP /DE/ 186,533 5,146,000 6.37%
7 MORGAN STANLEY 151,984 4,193,000 5.19%
8 NATIONAL PLANNING CORP 109,392 3,021,000 3.74%
9 LPL Financial LLC 71,686 1,971,000 2.44%
10 Commonwealth Equity Services, Inc 56,220 1,551,000 1.92%
11 Capital Investment Advisors, LLC 50,445 1,392,000 1.72%
12 UBS AG 36,127 997,000 1.23%
13 KMS FINANCIAL SERVICES, INC 35,375 976,000 1.21%
14 CREDIT SUISSE AG/ 33,815 933,000 1.15%
15 VSR Financial Services, Inc. 27,759 766,000 0.95%
16 ParenteBeard Wealth Management, LLC 26,279 725,000 0.90%
17 ROYAL BANK OF CANADA 19,189 529,000 0.65%
18 Virtu KCG Holdings LLC 16,338 451,000 0.56%
19 McAdams Wright Ragen, Inc. 16,215 447,000 0.55%
20 Raymond James Financial Services Advisors, Inc. 14,656 404,000 0.50%
21 AQR CAPITAL MANAGEMENT LLC 10,743 296,000 0.37%
22 First Allied Advisory Services, Inc. 10,600 294,000 0.36%
23 Granite Investment Partners, LLC 10,161 280,000 0.35%
24 Investors Capital Advisory Services 10,117 279,000 0.35%
25 Creative Planning 10,050 277,000 0.34%
26 GOLDMAN SACHS GROUP INC 8,989 248,000 0.31%
27 Gary Goldberg Planning Services Inc 8,955 247,000 0.31%
28 JPMORGAN CHASE & CO 8,100 223,000 0.28%
29 CITIGROUP INC 6,415 177,000 0.22%
30 MSI Financial Services Inc 4,783 132,000 0.16%
31 AMERICAN INTERNATIONAL GROUP, INC. 4,680 129,121 0.16%
32 M Holdings Securities, Inc. 4,013 111,000 0.14%
33 PNC FINANCIAL SERVICES GROUP, INC. 3,718 103,000 0.13%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,530 97,000 0.12%
35 Vigilant Capital Management, LLC 2,054 57,000 0.07%
36 B. Riley Wealth Management, Inc. 1,613 44,000 0.05%
37 NEW ENGLAND SECURITIES CORP /MA/ 1,572 43,000 0.05%
38 US BANCORP \DE\ 1,000 28,000 0.03%
39 CKW FINANCIAL GROUP 575 16,000 0.02%
40 NEXT Financial Group, Inc 500 14,000 0.02%
41 WFG Advisors, LP 395 11,000 0.01%
42 D.A. DAVIDSON & CO. 400 11,000 0.01%
43 FIFTH THIRD BANCORP 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.