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CLOUGH GLOBAL EQUITY FD
CLOUGH GLOBAL EQUITY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 33 Institutional holders with a total value of $92,771,753.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,583,665 22,694,000 24.46%
2 BANK OF AMERICA CORP /DE/ 882,167 12,641,000 13.63%
3 Bulldog Investors, LLP 762,491 10,926,000 11.78%
4 1607 Capital Partners, LLC 734,345 10,523,000 11.34%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 502,718 7,204,000 7.77%
6 GUGGENHEIM CAPITAL LLC 428,716 6,144,000 6.62%
7 RAYMOND JAMES & ASSOCIATES 380,579 5,454,000 5.88%
8 MORGAN STANLEY 236,658 3,391,000 3.66%
9 LAZARD ASSET MANAGEMENT LLC 155,737 2,231,000 2.40%
10 Aviance Capital Partners, LLC 155,675 2,231,000 2.40%
11 PARAMETRIC PORTFOLIO ASSOCIATES LLC 106,232 1,522,000 1.64%
12 UBS AG 89,141 1,277,000 1.38%
13 WELLS FARGO & COMPANY/MN 76,276 1,093,000 1.18%
14 SG Americas Securities, LLC 65,461 938,000 1.01%
15 Thomas J. Herzfeld Advisors, Inc. 60,629 869,000 0.94%
16 Arete Wealth Advisors, LLC 42,267 606,000 0.65%
17 Shaker Financial Services, LLC 35,007 502,000 0.54%
18 NATIONAL PLANNING CORP 25,400 360,000 0.39%
19 DOLIVER ADVISORS, LP 23,802 341,000 0.37%
20 ROYAL BANK OF CANADA 21,886 314,000 0.34%
21 Raymond James Financial Services Advisors, Inc. 21,473 308,000 0.33%
22 LPL Financial LLC 20,698 294,000 0.32%
23 RAYMOND JAMES TRUST N.A. 19,592 281,000 0.30%
24 Invesco Ltd. 17,242 247,000 0.27%
25 WOLVERINE ASSET MANAGEMENT LLC 8,340 119,000 0.13%
26 Gramercy Funds Management LLC 6,600 95,000 0.10%
27 AMERICAN INTERNATIONAL GROUP, INC. 5,705 81,753 0.09%
28 MSI Financial Services Inc 2,190 31,000 0.03%
29 SIGNATUREFD, LLC 2,000 29,000 0.03%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,437 21,000 0.02%
31 CITIGROUP INC 108 2,000 0.00%
32 Gradient Investments LLC 65 1,000 0.00%
33 Tower Research Capital LLC (TRC) 38 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.