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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1401 HEALTH NET INC 120,528 5,558 0.01%
1402 CATERPILLAR INC 55,997 5,545 0.01%
1403 DEPHEID 125,427 5,523 0.01%
1404 DELUXE CORP COM 99,975 5,515 0.01%
1405 BROOKFIELD GLOBL LISTED INFR 236,477 5,509 0.01%
1406 ORANGE 373,158 5,501 0.01%
1407 TRIMBLE INC 180,127 5,494 0.01%
1408 TEXAS INSTRS INC 115,126 5,491 0.01%
1409 TRW AUTOMOTIVE HLDGS CORP 54,144 5,482 0.01%
1410 WESTPAC BKG CORP 194,858 5,479 0.01%
1411 ECOPETROL S A 174,334 5,451 0.01%
1412 CLAYMORE ETF GUGGENHEIM ULTRA SHORT 108,400 5,437 0.01%
1413 Techne Corp Common 58,102 5,435 0.01%
1414 GENERAL GROWTH 229,325 5,400 0.01%
1415 Ferrellgas Partners LP 200,904 5,398 0.01%
1416 FORD MTR CO DEL 363,587 5,378 0.01%
1417 Nuveen Municipal Advanta 398,694 5,377 0.01%
1418 GRIFOLS S A SP ADR REP B 152,990 5,375 0.01%
1419 THERMO FISHER SCIENTIFIC INC 44,091 5,366 0.01%
1420 UNITED TECHNOLOGIES CORP 50,800 5,364 0.01% Call
1421 Equinix Inc New 25,242 5,363 0.01%
1422 CHINA PETE & CHEM CORP 61,148 5,342 0.01%
1423 VIACOM INC NEW 69,400 5,340 0.01%
1424 FRANKLIN LTD DURATION INCOME 431,197 5,337 0.01%
1425 SPDR INDEX SHS FDS 128,734 5,331 0.01%
1426 Engility Hldgs Inc 170,865 5,326 0.01%
1427 GREIF INC 121,275 5,313 0.01%
1428 CMS Energy Corp 110,286 5,310 0.01%
1429 EATON VANCE TAX-MANAGED GLOBAL COM 528,156 5,297 0.01%
1430 LAUDER ESTEE COS INC 70,883 5,295 0.01%
1431 NXP SEMICONDUCTORS N V 77,325 5,291 0.01%
1432 VENTAS INC 85,398 5,291 0.01%
1433 SELECT SECTOR SPDR TR 58,100 5,265 0.01% Put
1434 NUVEEN GLOBAL EQUITY INCOME 393,641 5,259 0.01%
1435 DOW CHEM CO 100,195 5,254 0.01%
1436 EASTMAN CHEM CO 64,855 5,247 0.01%
1437 WESTERN UN CO 326,988 5,246 0.01%
1438 BIO RAD LABS INC 46,216 5,241 0.01%
1439 HOLLY ENERGY PARTNERS L P 143,624 5,228 0.01%
1440 NUVEEN PREM INCOME MUN FD 4 COM 410,010 5,219 0.01%
1441 SELECT INCOME REIT 216,774 5,213 0.01%
1442 UPBOUND GROUP INC COM 171,301 5,199 0.01%
1443 TRW AUTOMOTIVE HLDGS CORP 51,272 5,191 0.01%
1444 WELLS FARGO GLOBAL DIVID OPP 646,753 5,187 0.01%
1445 DOMINION ENERGY INC 75,000 5,182 0.01%
1446 PETROCHINA CO LTD 40,182 5,163 0.01%
1447 PIMCO CA MUNICIPAL INCOME FD 360,043 5,148 0.01%
1448 WEC ENERGY CORP. 119,559 5,142 0.01%
1449 UNITED RENTALS INC 46,081 5,120 0.01%
1450 Sigma-Aldrich 37,600 5,114 0.01%
Page 29 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%