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WELLS FARGO GLOBAL DIVID OPP
WELLS FARGO GLOBAL DIVID OPP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 40 Institutional holders with a total value of $73,328,066.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 3,543,973 28,423,000 38.76%
2 GUGGENHEIM CAPITAL LLC 2,409,923 19,329,000 26.36%
3 MORGAN STANLEY 878,999 7,049,000 9.61%
4 PARAMETRIC PORTFOLIO ASSOCIATES LLC 409,041 3,281,000 4.47%
5 CORNERSTONE ADVISORS INC 355,424 2,851,000 3.89%
6 BANK OF AMERICA CORP /DE/ 326,647 2,620,000 3.57%
7 Cetera Advisor Networks LLC 187,772 1,506,000 2.05%
8 RAYMOND JAMES & ASSOCIATES 133,985 1,075,000 1.47%
9 Invesco Ltd. 127,310 1,021,000 1.39%
10 LPL Financial LLC 100,503 802,000 1.09%
11 TRUST DEPARTMENT MB FINANCIAL BANK N A 85,430 685,000 0.93%
12 UBS AG 67,274 539,000 0.74%
13 AQR CAPITAL MANAGEMENT LLC 64,713 519,000 0.71%
14 NATIONAL PLANNING CORP 61,478 484,000 0.66%
15 1607 Capital Partners, LLC 59,606 478,000 0.65%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,556 365,000 0.50%
17 NORTHERN TRUST CORP 40,253 323,000 0.44%
18 AMERICAN INTERNATIONAL GROUP, INC. 33,300 267,066 0.36%
19 Investors Capital Advisory Services 30,577 245,000 0.33%
20 WELLS FARGO & COMPANY/MN 29,300 235,000 0.32%
21 Raymond James Financial Services Advisors, Inc. 25,250 203,000 0.28%
22 INVESTMENT CENTERS OF AMERICA INC 20,357 163,000 0.22%
23 Capital Investment Advisors, LLC 18,875 151,000 0.21%
24 RELIANCE TRUST CO 14,100 113,000 0.15%
25 KARPAS STRATEGIES, LLC 12,000 96,000 0.13%
26 RAYMOND JAMES TRUST N.A. 11,890 95,000 0.13%
27 BANK HAPOALIM BM 11,075 89,000 0.12%
28 Commonwealth Equity Services, Inc 10,220 82,000 0.11%
29 DEUTSCHE BANK AG\ 7,109 57,000 0.08%
30 CITIGROUP INC 6,658 53,000 0.07%
31 M Holdings Securities, Inc. 5,000 40,000 0.05%
32 ROYAL BANK OF CANADA 3,669 29,000 0.04%
33 Creative Planning 3,000 24,000 0.03%
34 One Capital Management, LLC 1,650 13,000 0.02%
35 MSI Financial Services Inc 900 7,000 0.01%
36 Carroll Financial Associates, Inc. 650 5,000 0.01%
37 DUNCKER STREETT & CO INC 500 4,000 0.01%
38 B. Riley Wealth Management, Inc. 500 4,000 0.01%
39 MUFG Americas Holdings Corp 366 3,000 0.00%
40 ASSETMARK, INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.