| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,510,790 |
18,704,000 |
19.61% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,399,268 |
17,323,000 |
18.16% |
|
|
| 3 |
Invesco Ltd. |
1,002,912 |
12,417,000 |
13.02% |
|
|
| 4 |
Advisors Asset Management, Inc. |
923,787 |
11,436,000 |
11.99% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
610,498 |
7,558,000 |
7.92% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
440,635 |
5,454,000 |
5.72% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
128,990 |
1,597,000 |
1.67% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
125,298 |
1,551,000 |
1.63% |
|
|
| 9 |
COHEN & STEERS, INC. |
114,977 |
1,423,000 |
1.49% |
|
|
| 10 |
AQR CAPITAL MANAGEMENT LLC |
103,341 |
1,279,000 |
1.34% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
102,740 |
1,272,000 |
1.33% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
102,073 |
1,264,000 |
1.33% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
92,927 |
1,150,000 |
1.21% |
|
|
| 14 |
Eos Management, L.P. |
79,372 |
983,000 |
1.03% |
|
|
| 15 |
NWAM LLC |
74,750 |
925,000 |
0.97% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
68,601 |
849,000 |
0.89% |
|
|
| 17 |
MORGAN STANLEY |
65,405 |
810,000 |
0.85% |
|
|
| 18 |
Greenwich Wealth Management LLC |
62,004 |
768,000 |
0.81% |
|
|
| 19 |
STIFEL FINANCIAL CORP |
60,333 |
747,000 |
0.78% |
|
|
| 20 |
LPL Financial LLC |
51,313 |
636,000 |
0.67% |
|
|
| 21 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
50,044 |
620,000 |
0.65% |
|
|
| 22 |
D.A. DAVIDSON & CO. |
48,491 |
600,000 |
0.63% |
|
|
| 23 |
KMS FINANCIAL SERVICES, INC |
47,612 |
589,000 |
0.62% |
|
|
| 24 |
ENVESTNET ASSET MANAGEMENT INC |
46,880 |
580,000 |
0.61% |
|
|
| 25 |
Capital Investment Advisors, LLC |
41,024 |
508,000 |
0.53% |
|
|
| 26 |
UBS AG |
40,325 |
499,000 |
0.52% |
|
|
| 27 |
TFS CAPITAL LLC |
35,529 |
440,000 |
0.46% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
33,772 |
419,000 |
0.44% |
|
|
| 29 |
First Allied Advisory Services, Inc. |
26,267 |
323,000 |
0.34% |
|
|
| 30 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
25,462 |
315,000 |
0.33% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
25,291 |
313,095 |
0.33% |
|
|
| 32 |
Cambridge Investment Research Advisors, Inc. |
22,681 |
281,000 |
0.29% |
|
|
| 33 |
ROYAL BANK OF CANADA |
19,195 |
238,000 |
0.25% |
|
|
| 34 |
OPPENHEIMER & CO INC |
18,800 |
233,000 |
0.24% |
|
|
| 35 |
Shaker Financial Services, LLC |
18,202 |
225,000 |
0.24% |
|
|
| 36 |
Dalton Investments, Inc. |
16,321 |
202,000 |
0.21% |
|
|
| 37 |
Robert W. Baird & Co. Inc |
14,906 |
185,000 |
0.19% |
|
SH |
| 38 |
Investors Capital Advisory Services |
13,995 |
173,000 |
0.18% |
|
|
| 39 |
Horizon Kinetics LLC |
12,261 |
152,000 |
0.16% |
|
|
| 40 |
CREDIT SUISSE AG/ |
10,323 |
128,000 |
0.13% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,282 |
103,000 |
0.11% |
|
|
| 42 |
Creative Planning |
4,518 |
56,000 |
0.06% |
|
|
| 43 |
NEXT Financial Group, Inc |
2,720 |
34,000 |
0.04% |
|
|
| 44 |
Highlander Capital Management, LLC |
800 |
9,904 |
0.01% |
|
|
| 45 |
FARMERS & MERCHANTS INVESTMENTS INC |
600 |
7,000 |
0.01% |
|
|
| 46 |
BANK OF MONTREAL /CAN/ |
375 |
5,000 |
0.01% |
|
|
| 47 |
Tower Research Capital LLC (TRC) |
342 |
4,000 |
0.00% |
|
|
| 48 |
FIFTH THIRD BANCORP |
333 |
4,000 |
0.00% |
|
|
| 49 |
BARCLAYS PLC |
247 |
3,000 |
0.00% |
|
|
| 50 |
CITIGROUP INC |
99 |
1,000 |
0.00% |
|
|
