| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 923,777 | 21,524,000 | 33.74% | ||
| 2 | MORGAN STANLEY | 348,249 | 8,114,000 | 12.72% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 241,605 | 5,628,000 | 8.82% | ||
| 4 | 1607 Capital Partners, LLC | 193,983 | 4,520,000 | 7.08% | ||
| 5 | ROYAL BANK OF CANADA | 139,234 | 3,245,000 | 5.09% | ||
| 6 | UBS AG | 119,178 | 2,777,000 | 4.35% | ||
| 7 | ASHFORD CAPITAL MANAGEMENT INC | 113,166 | 2,637,000 | 4.13% | ||
| 8 | BANK OF MONTREAL /CAN/ | 99,569 | 2,320,000 | 3.64% | ||
| 9 | WELLS FARGO & COMPANY/MN | 96,014 | 2,237,000 | 3.51% | ||
| 10 | CORNERSTONE ADVISORS INC | 87,960 | 2,049,000 | 3.21% | ||
| 11 | Invesco Ltd. | 83,281 | 1,940,000 | 3.04% | ||
| 12 | D.A. DAVIDSON & CO. | 56,802 | 1,323,000 | 2.07% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 52,655 | 1,227,000 | 1.92% | ||
| 14 | FIRST TRUST ADVISORS LP | 51,916 | 1,210,000 | 1.90% | ||
| 15 | Shaker Financial Services, LLC | 32,456 | 756,000 | 1.18% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 30,071 | 701,000 | 1.10% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 14,670 | 342,000 | 0.54% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 13,891 | 323,000 | 0.51% | ||
| 19 | Investors Capital Advisory Services | 13,100 | 305,000 | 0.48% | ||
| 20 | LPL Financial LLC | 11,706 | 274,000 | 0.43% | ||
| 21 | HighTower Advisors, LLC | 9,656 | 225,000 | 0.35% | ||
| 22 | CITIGROUP INC | 2,383 | 56,000 | 0.09% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,240 | 29,000 | 0.05% | ||
| 24 | ENVESTNET ASSET MANAGEMENT INC | 894 | 21,000 | 0.03% | ||
| 25 | Clearbridge Investments, LLC | 548 | 13,000 | 0.02% | ||
| 26 | B. Riley Wealth Management, Inc. | 200 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
