| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 360,043 | 5,148,000 | 34.54% | ||
| 2 | Invesco Ltd. | 188,152 | 2,696,000 | 18.09% | ||
| 3 | LPL Financial LLC | 159,875 | 2,297,000 | 15.41% | ||
| 4 | UBS AG | 99,967 | 1,432,000 | 9.61% | ||
| 5 | MORGAN STANLEY | 57,962 | 831,000 | 5.58% | ||
| 6 | WELLS FARGO & COMPANY/MN | 26,253 | 376,000 | 2.52% | ||
| 7 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 346,000 | 2.32% | ||
| 8 | CITIGROUP INC | 23,909 | 342,000 | 2.29% | ||
| 9 | Virtu KCG Holdings LLC | 22,601 | 323,000 | 2.17% | ||
| 10 | Commonwealth Equity Services, Inc | 22,450 | 322,000 | 2.16% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 15,385 | 220,000 | 1.48% | ||
| 12 | HOLLENCREST CAPITAL MANAGEMENT | 15,018 | 215,000 | 1.44% | ||
| 13 | Granite Investment Partners, LLC | 12,108 | 173,000 | 1.16% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 4,080 | 58,462 | 0.39% | ||
| 15 | D.A. DAVIDSON & CO. | 3,541 | 50,000 | 0.34% | ||
| 16 | Apriem Advisors | 2,373 | 34,000 | 0.23% | ||
| 17 | MSI Financial Services Inc | 1,750 | 25,000 | 0.17% | ||
| 18 | Creative Planning | 1,070 | 15,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
