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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001172661-15-000669) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
151 STRYKER CORP 100 9 0.00%
152 FLOWSERVE CORP 148 9 0.00%
153 VARIAN MED SYS INC 102 9 0.00%
154 BROWN FORMAN CORP 104 9 0.00%
155 YOUKU TUDOU INC 533 9 0.00%
156 NEUBERGER BERMAN HIGH YIELD 729 9 0.00%
157 CARDICA INC 13,531 9 0.00%
158 FTD GROUP INC 247 9 0.00%
159 RESMED INC 166 9 0.00%
160 MURPHY OIL 179 9 0.00%
161 CERNER CORP 135 9 0.00%
162 ST JUDE MED INC 153 10 0.00%
163 TIMKEN CO COM 229 10 0.00%
164 REGENCY ENERGY PARTNERS 420 10 0.00%
165 Engility Hldgs Inc 228 10 0.00%
166 BRADY CORP 357 10 0.00%
167 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 660 10 0.00%
168 WESTERN UN CO 554 10 0.00%
169 EMERALD OIL INC 8,435 10 0.00%
170 Wuxi Pharmatech Inc ADR 302 10 0.00%
171 STEMCELLS INC COM NEW 11,114 10 0.00%
172 JABIL INC COM 456 10 0.00%
173 PITNEY BOWES INC 428 10 0.00%
174 MOLINA HEALTHCARE INC 178 10 0.00%
175 ANDERSONS INC COM 186 10 0.00%
176 BANCO SANTANDER BRASIL S A 1,968 10 0.00%
177 Omnicare Inc (Acquired 8/18/2015) 156 11 0.00%
178 REGAL BELOIT CORP 143 11 0.00%
179 AMERICAN INTL GROUP INC 463 11 0.00%
180 MIDWAY GOLD CORP 15,254 11 0.00%
181 HOLOGIC INC 399 11 0.00%
182 SYNTHESIS ENERGY SYS INC 11,434 11 0.00%
183 POWERSHARES DB CMDTY IDX TRA 620 11 0.00%
184 NEW ORIENTAL ED & TECH GRP I 525 11 0.00%
185 FIBRIA CELULOSE S A SP ADR REP COM 899 11 0.00%
186 JOY GLOBAL INCORPORATED 231 11 0.00%
187 CYAN INC 4,457 11 0.00%
188 ArQule Inc 10,145 12 0.00%
189 LEUCADIA NATL CORP 526 12 0.00%
190 PERKINELMER INC 266 12 0.00%
191 Vical Inc 11,029 12 0.00%
192 MAST THERAPEUTICS INC COM 21,059 12 0.00%
193 ICAHN ENTERPRISES LP 130 12 0.00%
194 ACCESS MIDSTREAM PARTNERS LP 220 12 0.00%
195 SKYWEST INC 872 12 0.00%
196 WESTERN ASSET INCOME FD 876 12 0.00%
197 PAPA MURPHYS HLDGS INC 991 12 0.00%
198 OI SA 3,910 12 0.00%
199 C1 FINL INC COM 691 13 0.00%
200 HILL ROM HLDGS INC 292 13 0.00%
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