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WESTERN ASSET INCOME FD COM
WESTERN ASSET INCOME FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 21 Institutional holders with a total value of $30,047,872.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 984,745 13,245,000 44.08%
2 Karpus Management, Inc. 380,810 5,122,000 17.05%
3 WELLS FARGO & COMPANY/MN 282,091 3,794,000 12.63%
4 CLIFFORD SWAN INVESTMENT COUNSEL LLC 147,275 1,981,000 6.59%
5 GUGGENHEIM CAPITAL LLC 88,447 1,190,000 3.96%
6 Saba Capital Management, L.P. 59,217 796,000 2.65%
7 MORGAN STANLEY 54,809 737,000 2.45%
8 Granite Investment Partners, LLC 49,897 671,000 2.23%
9 UBS Group AG 49,115 661,000 2.20%
10 LPL Financial LLC 32,021 431,000 1.43%
11 BANK OF AMERICA CORP /DE/ 29,350 395,000 1.31%
12 AQR CAPITAL MANAGEMENT LLC 19,051 256,000 0.85%
13 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15,326 206,000 0.69%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,231 191,000 0.64%
15 Investors Capital Advisory Services 11,291 151,000 0.50%
16 ROYAL BANK OF CANADA 8,375 113,000 0.38%
17 WFG Advisors, LP 4,534 61,000 0.20%
18 MSI Financial Services Inc 1,297 17,000 0.06%
19 Financial Management Professionals, Inc. 925 12,000 0.04%
20 NATIONAL PLANNING CORP 800 10,872 0.04%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 7,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.