| 1 |
1607 Capital Partners, LLC |
984,745 |
13,245,000 |
44.08% |
|
|
| 2 |
Karpus Management, Inc. |
380,810 |
5,122,000 |
17.05% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
282,091 |
3,794,000 |
12.63% |
|
|
| 4 |
CLIFFORD SWAN INVESTMENT COUNSEL LLC |
147,275 |
1,981,000 |
6.59% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
88,447 |
1,190,000 |
3.96% |
|
|
| 6 |
Saba Capital Management, L.P. |
59,217 |
796,000 |
2.65% |
|
|
| 7 |
MORGAN STANLEY |
54,809 |
737,000 |
2.45% |
|
|
| 8 |
Granite Investment Partners, LLC |
49,897 |
671,000 |
2.23% |
|
|
| 9 |
UBS Group AG |
49,115 |
661,000 |
2.20% |
|
|
| 10 |
LPL Financial LLC |
32,021 |
431,000 |
1.43% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
29,350 |
395,000 |
1.31% |
|
|
| 12 |
AQR CAPITAL MANAGEMENT LLC |
19,051 |
256,000 |
0.85% |
|
|
| 13 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,326 |
206,000 |
0.69% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
14,231 |
191,000 |
0.64% |
|
|
| 15 |
Investors Capital Advisory Services |
11,291 |
151,000 |
0.50% |
|
|
| 16 |
ROYAL BANK OF CANADA |
8,375 |
113,000 |
0.38% |
|
|
| 17 |
WFG Advisors, LP |
4,534 |
61,000 |
0.20% |
|
|
| 18 |
MSI Financial Services Inc |
1,297 |
17,000 |
0.06% |
|
|
| 19 |
Financial Management Professionals, Inc. |
925 |
12,000 |
0.04% |
|
|
| 20 |
NATIONAL PLANNING CORP |
800 |
10,872 |
0.04% |
|
|
| 21 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
500 |
7,000 |
0.02% |
|
|