| 1 |
Saba Capital Management, L.P. |
987,417 |
12,145,000 |
18.29% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
708,316 |
8,712,000 |
13.12% |
|
|
| 3 |
Invesco Ltd. |
463,119 |
5,696,000 |
8.58% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
425,826 |
5,238,000 |
7.89% |
|
|
| 5 |
Advisors Asset Management, Inc. |
390,352 |
4,801,000 |
7.23% |
|
|
| 6 |
Pine River Capital Management L.P. |
344,264 |
4,235,000 |
6.38% |
|
|
| 7 |
CREDIT SUISSE AG/ |
330,056 |
4,060,000 |
6.11% |
|
|
| 8 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
306,608 |
3,738,000 |
5.63% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
238,738 |
2,936,000 |
4.42% |
|
|
| 10 |
BB&T SECURITIES, LLC |
15,947 |
1,961,000 |
2.95% |
|
|
| 11 |
Carlson Capital, L.P. |
151,800 |
1,867,000 |
2.81% |
|
|
| 12 |
MORGAN STANLEY |
132,917 |
1,635,000 |
2.46% |
|
|
| 13 |
Kamunting Street Capital Management, L.P. |
81,429 |
1,001,000 |
1.51% |
|
|
| 14 |
Capital Investment Advisors, LLC |
78,810 |
969,000 |
1.46% |
|
|
| 15 |
SUNTRUST BANKS INC |
59,625 |
732,000 |
1.10% |
|
|
| 16 |
SG Americas Securities, LLC |
51,810 |
637,000 |
0.96% |
|
|
| 17 |
TFS CAPITAL LLC |
51,804 |
637,000 |
0.96% |
|
|
| 18 |
CORNERSTONE ADVISORS INC |
46,181 |
568,000 |
0.86% |
|
|
| 19 |
AQR CAPITAL MANAGEMENT LLC |
45,830 |
564,000 |
0.85% |
|
|
| 20 |
WOLVERINE ASSET MANAGEMENT LLC |
40,710 |
500,000 |
0.75% |
|
|
| 21 |
UBS Group AG |
30,404 |
374,000 |
0.56% |
|
|
| 22 |
BANK OF AMERICA CORP /DE/ |
27,287 |
336,000 |
0.51% |
|
|
| 23 |
PT ASSET MANAGEMENT, LLC |
26,798 |
330,000 |
0.50% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
24,758 |
305,000 |
0.46% |
|
|
| 25 |
Shaker Financial Services, LLC |
23,835 |
293,000 |
0.44% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
23,247 |
286,000 |
0.43% |
|
|
| 27 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
20,674 |
254,000 |
0.38% |
|
|
| 28 |
LPL Financial LLC |
17,089 |
210,000 |
0.32% |
|
|
| 29 |
OPPENHEIMER & CO INC |
15,661 |
193,000 |
0.29% |
|
|
| 30 |
Virtu KCG Holdings LLC |
15,626 |
192,000 |
0.29% |
|
|
| 31 |
Commonwealth Equity Services, Inc |
11,922 |
147,000 |
0.22% |
|
|
| 32 |
BOOTHBAY FUND MANAGEMENT, LLC |
10,752 |
132,000 |
0.20% |
|
|
| 33 |
CITIGROUP INC |
10,175 |
125,000 |
0.19% |
|
|
| 34 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,750 |
108,000 |
0.16% |
|
|
| 35 |
AMERICAN INTERNATIONAL GROUP, INC. |
8,271 |
101,733 |
0.15% |
|
|
| 36 |
PANAGORA ASSET MANAGEMENT INC |
6,269 |
77,000 |
0.12% |
|
|
| 37 |
US BANCORP \DE\ |
3,729 |
46,000 |
0.07% |
|
|
| 38 |
EFG Private Wealth Management (Americas) Corp. |
3,708 |
45,000 |
0.07% |
|
|
| 39 |
Stratos Wealth Partners, LTD. |
3,368 |
41,426 |
0.06% |
|
|
| 40 |
ROYAL BANK OF CANADA |
2,628 |
32,000 |
0.05% |
|
|
| 41 |
WFG Advisors, LP |
2,600 |
32,000 |
0.05% |
|
|
| 42 |
STANCORP INVESTMENT ADVISERS INC |
2,000 |
25,000 |
0.04% |
|
|
| 43 |
Thomas J. Herzfeld Advisors, Inc. |
1,743 |
21,000 |
0.03% |
|
|
| 44 |
B. Riley Wealth Advisors, Inc. |
1,500 |
18,000 |
0.03% |
|
|
| 45 |
Creative Planning |
1,224 |
15,000 |
0.02% |
|
|
| 46 |
NATIONAL PLANNING CORP |
1,221 |
14,922 |
0.02% |
|
|
| 47 |
AllSquare Wealth Management LLC |
700 |
9,000 |
0.01% |
|
|
| 48 |
Highlander Capital Management, LLC |
577 |
7,000 |
0.01% |
|
|
| 49 |
Estabrook Capital Management |
343 |
4,219 |
0.01% |
|
|
| 50 |
Tower Research Capital LLC (TRC) |
20 |
0 |
0.00% |
|
|
