Dark
Light
System
Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001288136-16-000114) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 LIBERTY MEDIA CORP 135,111,000 70,182 0.84% PRN
2 REDWOOD TR INC NOTE 4.625 4/1 55,389,000 55,113 0.66% PRN
3 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 53,443,000 46,787 0.56% PRN
4 RESOURCE CAP CORP 44,095,000 42,496 0.51% PRN
5 PENNYMAC CORP 41,131,000 38,662 0.46% PRN
6 TESLA INC 40,000,000 32,952 0.39% PRN
7 GSV CAP CORP 32,462,000 29,886 0.36% PRN
8 TICC CAPITAL CORP 29,733,000 29,863 0.36% PRN
9 TAL ED GROUP 12,425,000 29,615 0.35% PRN
10 RTW HLDGS INC 30,089,000 29,450 0.35% PRN
11 Prospect Capital Corp 28,861,000 28,971 0.35% PRN
12 TESLA INC SR CV NT 0.25 19 32,028,000 28,505 0.34% PRN
13 QIHOO 360 TECHNOLOGY CO LTD 27,500,000 26,766 0.32% PRN
14 SINA CORP 26,500,000 26,003 0.31% PRN
15 AVID TECHNOLOGY INC 36,300,000 24,593 0.29% PRN
16 COWEN INC 20,500,000 18,373 0.22% PRN
17 WORKDAY INC 15,550,000 17,282 0.21% PRN
18 HEARTWARE INTL INC 15,575,000 15,410 0.18% PRN
19 AMTRUST FINL SVCS INC 19,065,000 14,728 0.18% PRN
20 APOLLO COML REAL EST FIN INC 14,033,000 14,281 0.17% PRN
21 RAIT Financial 15,877,000 14,246 0.17% PRN
22 ICONIX BRAND GROUP INC 17,270,000 13,956 0.17% PRN
23 SOUFUN HLDGS LTD 14,000,000 13,720 0.16% PRN
24 NEWPARK RES INC SR NT CV 4 17 13,475,000 12,705 0.15% PRN
25 RESOURCE CAP CORP 12,399,000 12,089 0.14% PRN
26 PROSPECT CAPITAL CORPORATION 11,416,000 11,573 0.14% PRN
27 PROSPECT CAPITAL CORPORATION 11,627,000 11,563 0.14% PRN
28 YY Inc. 9,500,000 9,251 0.11% PRN
29 ENERNOC 11,875,000 8,445 0.10% PRN
30 LIBERTY MEDIA CORP 13,982,000 8,110 0.10% PRN
31 COLONY CAP INC 8,500,000 8,041 0.10% PRN
32 COBALT INTL ENERGY INC 20,723,000 7,773 0.09% PRN
33 SAFEGUARD SCIENTIFICS IN 7,240,000 7,245 0.09% PRN
34 TESLA MOTORS INC 4,000,000 6,798 0.08% PRN
35 PROSPECT CAPITAL CORPORATION 6,853,000 6,480 0.08% PRN
36 TIMKENSTEEL CORP 5,000,000 5,310 0.06% PRN
37 LAYNE CHRISTENSEN CO 4,949,000 5,111 0.06% PRN
38 LAYNE CHRISTENSEN CO 5,655,000 4,962 0.06% PRN
39 TRINA SOLAR LIMITED 5,405,000 4,675 0.06% PRN
40 SPECTRANETICS CORP 4,485,000 3,988 0.05% PRN
41 Novatel Wireless Inc 4,350,000 2,993 0.04% PRN
42 VIOLIN MEMORY INC 7,083,000 2,910 0.03% PRN
43 GENERAL CABLE CORP DEL NEW 5,000,000 2,875 0.03% PRN
44 CONSOLIDATED TOMOKA LD CO 2,475,000 2,331 0.03% PRN
45 MODUSLINK GLOBAL SOLUTIONS I 2,950,000 2,045 0.02% PRN
46 SOLARCITY CORP NOTE 1.62511/0 2,600,000 1,743 0.02% PRN
47 PDL BIOPHARMA INC NOTE 4.000 2/0 1,540,000 1,457 0.02% PRN
48 PROS HOLDINGS INC 1,500,000 1,328 0.02% PRN
49 Solarcity Corp 1,500,000 1,168 0.01% PRN
50 AMYRIS INC 1,448,000 685 0.01% PRN
Page 1 of 8
New Holding filing (0001288136-17-000048) filed in 2017.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SYNUTRA INTL INC 280,213 1,068 100.00%
New Holding filing (0001288136-17-000042) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,688,362 20,808 70.75%
2 KONGZHONG CORP SPONSO 1,699,990 8,602 29.25%
New Holding filing (0001288136-17-000035) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,921,882 363,716 88.97%
2 IKANG HEALTHCARE GROUP INC 2,058,359 44,996 11.01%
3 SKY-MOBI LTD-SP A 44,360 83 0.02%
New Holding filing (0001288136-16-000125) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ITC HOLDINGS 1,056,616 49,471 29.99%
2 E-HOUSE CHINA HOLDINGS 5,308,697 34,347 20.82%
3 JUMEI INTERNATIONAL A ADR 4,158,531 17,175 10.41%
4 IDREAMSKY TECHNOLOGY LIMITED 958,876 13,069 7.92%
5 E-Commerce China Dangdang, Inc. Sponsored ADR Class A 2,107,326 12,749 7.73%
6 InterDigital Inc 235,520 8,192 4.97%
7 CHINA NEPSTAR CHAIN DRUGSTOR 3,218,066 7,852 4.76%
8 AUTOHOME INC 345,648 6,951 4.21%
9 JA SOLAR HOLDINGS CO LTD 851,494 5,833 3.54%
10 SINOVAC BIOTECH LTD 547,899 3,249 1.97%
11 RENREN INCORPORATED SPONSORED ADR 1,684,307 3,015 1.83%
12 MOMO INC 225,000 2,275 1.38%
13 ZHAOPIN LTD 54,266 788 0.48%
Restatement filing (0001288136-16-000115) filed in 2016.08.16
#
Name
Shares
Value ($)
%
Options
Notes
201 CDN IMPERIAL BK COMM TORONTO 13,573 1,317 0.02%
202 TORONTO DOMINION BK ONT 23,636 1,311 0.02%
203 MCDONALDS CORP 10,719 1,290 0.02%
204 L-3 Communications Holdings 8,775 1,287 0.02%
205 MICROSOFT CORP 25,125 1,285 0.02%
206 APTARGROUP INC 16,245 1,285 0.02%
207 TEXAS ROADHOUSE INC 28,100 1,281 0.02%
208 AT&T INC 29,547 1,277 0.02%
209 TELUS CORP 30,369 1,263 0.02%
210 PROGRESSIVE CORP OHIO 37,677 1,262 0.02%
211 WESTERN DIGITAL CORP 26,700 1,262 0.02%
212 JOHNSON & JOHNSON 10,334 1,254 0.01%
213 MSC INDL DIRECT INC 17,600 1,242 0.01%
214 DOLBY LABORATORIES INC 25,959 1,242 0.01%
215 WR BERKLEY CORP 20,622 1,236 0.01%
216 ROYAL BK CDA MONTREAL QUE 16,141 1,232 0.01%
217 BANK N S HALIFAX 19,422 1,230 0.01%
218 TRAVELERS COMPANIES INC 10,260 1,221 0.01%
219 MUELLER INDS INC COM 38,000 1,211 0.01%
220 HANOVER INS GROUP INC 14,262 1,207 0.01%
221 RPM INTL INC 24,103 1,204 0.01%
222 GENUINE PARTS CO 11,800 1,195 0.01%
223 AFLAC INC 16,558 1,195 0.01%
224 AMERICAN FINL GROUP INC OHIO 16,124 1,192 0.01%
225 ALLEGHANY CORP 2,167 1,191 0.01%
226 POWERSHARES ETF TR II 27,778 1,188 0.01%
227 UNION PAC CORP 13,528 1,180 0.01%
228 CINTAS CORP 11,995 1,177 0.01%
229 CA INC 35,800 1,175 0.01%
230 RENAISSANCERE HOLDINGS LTD 9,990 1,173 0.01%
231 Solarcity Corp 1,500,000 1,168 0.01% PRN
232 SHAW COMMUNICATIONS INC 47,024 1,166 0.01%
233 CHEVRON CORP NEW 11,100 1,164 0.01%
234 VALIDUS HOLDINGS LTD 23,949 1,164 0.01%
235 BEMIS INC 22,579 1,163 0.01%
236 ISHARES TR 25,055 1,158 0.01%
237 SONOCO PRODS CO 23,274 1,156 0.01%
238 PEPSICO INC 10,881 1,153 0.01%
239 ARCH CAP GROUP LTD 15,940 1,148 0.01%
240 AMERICAN NATL INS CO COM 10,100 1,143 0.01%
241 3M CO 6,482 1,135 0.01%
242 MANTECH INTERNATIONAL CORP CL A 29,600 1,119 0.01%
243 CST BRANDS INC 25,953 1,118 0.01%
244 PROCTER AND GAMBLE CO 13,185 1,116 0.01%
245 RELIANCE STEEL & ALUMINUM CO 14,500 1,115 0.01%
246 TORCHMARK CORP COM 18,018 1,114 0.01%
247 UNITED PARCEL SERVICE INC 10,327 1,112 0.01%
248 SYNOPSYS INC 20,518 1,110 0.01%
249 AIR PRODS & CHEMS INC 7,800 1,108 0.01%
250 MAIN STREET CAPITAL CORP 33,700 1,107 0.01%
Page 5 of 8