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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,885 holdings with a total value of $6,270,706,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 US Ecology Inc 22 1,000 0.00%
2 NEWPORT CORP 56 1,000 0.00%
3 TAKE-TWO INTERACTIVE SOFTWAR 38 1,000 0.00%
4 SWIFT ENERGY CO 2,852 1,000 0.00%
5 SMITH & WESSON HLDG 65 1,000 0.00%
6 PRA GROUP INC 17 1,000 0.00%
7 WABCO HLDGS INC 9 1,000 0.00%
8 INTEGRATED SILICON SOLUTION 48 1,000 0.00%
9 T MOBILE US INC 28 1,000 0.00%
10 LIVANOVA PLC 18 1,000 0.00%
11 CALERES INC 34 1,000 0.00%
12 ATLAS ENERGY GROUP LLC COM 619 1,000 0.00%
13 FIRST MERCHANTS CORP COM 43 1,000 0.00%
14 PENN ENTERTAINMENT INC COM 58 1,000 0.00%
15 SPDR SERIES TRUST 65 2,000 0.00%
16 MARKET VECTORS ETF TR 95 2,000 0.00%
17 SPDR SERIES TRUST 65 2,000 0.00%
18 AMERICAN INTL GROUP INC 82 2,000 0.00%
19 RYDEX ETF TRUST 29 2,000 0.00%
20 ADVISORSHARES TR 65 2,000 0.00%
21 ISHARES COHEN & STEERS REIT ETF 25 2,000 0.00%
22 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 155 3,000 0.00%
23 TWENTY FIRST CENTY FOX INC 100 3,000 0.00%
24 Magnum Hunter Resources Corp 9,284 3,000 0.00%
25 Energy XXI LTD 2,729 3,000 0.00%
26 Mkt Vectors BDC ETF 204 3,000 0.00%
27 iShares Mortgage Real Estate C 350 3,000 0.00%
28 Recon Capital 157 3,000 0.00%
29 ISHARES 75 3,000 0.00%
30 VANECK VECTORS ETF TR MTG REIT INCOME 175 4,000 0.00%
31 SPDR SER TR 135 4,000 0.00%
32 PIMCO ETF TR 35 4,000 0.00%
33 PUTNAM PREMIER INCOME TR 809 4,000 0.00%
34 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4,000 0.00%
35 PUTNAM MASTER INTER INCOME T 887 4,000 0.00%
36 UBS AG JERSEY BRH 240 5,000 0.00%
37 GLOBAL HIGH INCOME FUND INC COM 808 6,000 0.00%
38 COMCAST CORP NEW 100 6,000 0.00%
39 MFS INTERMEDIATE HIGH INC FD 2,569 6,000 0.00%
40 ATLAS RESOURCES PARTNERS LP 2,102 6,000 0.00%
41 * SANDRIDGE ENERGY INC COM 27,028 7,000 0.00%
42 RAYONIER ADVANCED MATLS INC COM 1,384 8,000 0.00%
43 BROOKFIELD HIGH INCOME FD IN 1,113 8,000 0.00%
44 LIBERTY GLOBAL PLC 258 9,000 0.00%
45 TRIANGLE PETE CORP 6,416 9,000 0.00%
46 CAESARS ENTERTAINMENT 1,484 9,000 0.00%
47 AK STL HLDG CORP 4,623 11,000 0.00%
48 COEUR MNG INC 4,023 11,000 0.00%
49 Basic Energy Services 3,311 11,000 0.00%
50 DEUTSCHE GLBL HI INCM FD 1,648 12,000 0.00%
Page 1 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-15-002732, filed 2015.11.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.