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UBS AG JERSEY BRH
UBS AG JERSEY BRH. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $7,974,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 101,188 2,065,000 25.90%
2 INVESTMENT CENTERS OF AMERICA INC 63,576 1,265,000 15.86%
3 ROYAL BANK OF CANADA 39,379 783,000 9.82%
4 AMERIPRISE FINANCIAL INC 35,549 707,000 8.87%
5 VSR Financial Services, Inc. 29,880 594,000 7.45%
6 AMERICAN INTERNATIONAL GROUP, INC. 22,705 451,000 5.66%
7 1834 INVESTMENT ADVISORS CO 21,210 422,000 5.29%
8 JANE STREET GROUP, LLC 18,212 362,000 4.54%
9 Cambridge Investment Research Advisors, Inc. 14,191 282,000 3.54%
10 Mosaic Financial Partners, Inc. 11,638 231,000 2.90%
11 ENVESTNET ASSET MANAGEMENT INC 11,579 230,000 2.88%
12 Carroll Financial Associates, Inc. 9,360 189,000 2.37%
13 BANK OF MONTREAL /CAN/ 8,623 171,000 2.14%
14 THRIVENT FINANCIAL FOR LUTHERANS 5,278 108,000 1.35%
15 PNC FINANCIAL SERVICES GROUP, INC. 1,542 30,000 0.38%
16 BANK OF AMERICA CORP /DE/ 1,200 24,000 0.30%
17 MSI Financial Services Inc 965 19,000 0.24%
18 LS Investment Advisors, LLC 760 15,000 0.19%
19 Creative Planning 300 6,000 0.08%
20 NEXT Financial Group, Inc 265 5,000 0.06%
21 Advisors Asset Management, Inc. 240 5,000 0.06%
22 Cordasco Financial Network 254 5,000 0.06%
23 WESTPORT RESOURCES MANAGEMENT INC 250 5,000 0.06%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%
25 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.