| 1 |
Pine River Capital Management L.P. |
595,572 |
4,341,000 |
18.97% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
509,090 |
3,709,000 |
16.21% |
|
|
| 3 |
Horizon Kinetics LLC |
334,308 |
2,437,000 |
10.65% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
286,312 |
2,087,000 |
9.12% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
205,000 |
1,494,000 |
6.53% |
|
|
| 6 |
Invesco Ltd. |
179,464 |
1,308,000 |
5.72% |
|
|
| 7 |
MARINER INVESTMENT GROUP LLC |
162,550 |
1,157,000 |
5.06% |
|
|
| 8 |
Shaker Financial Services, LLC |
145,329 |
1,059,000 |
4.63% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
97,131 |
708,000 |
3.09% |
|
|
| 10 |
Curi Capital, LLC |
75,402 |
550,000 |
2.40% |
|
|
| 11 |
LPL Financial LLC |
54,437 |
389,000 |
1.70% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
46,561 |
339,000 |
1.48% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
46,518 |
339,000 |
1.48% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
46,387 |
338,000 |
1.48% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
44,696 |
326,000 |
1.42% |
|
|
| 16 |
MORGAN STANLEY |
42,917 |
313,000 |
1.37% |
|
|
| 17 |
SII INVESTMENTS INC/WI |
38,310 |
279,000 |
1.22% |
|
|
| 18 |
First Allied Advisory Services, Inc. |
31,209 |
229,000 |
1.00% |
|
|
| 19 |
UBS Group AG |
28,774 |
210,000 |
0.92% |
|
|
| 20 |
Raymond James Financial Services Advisors, Inc. |
27,956 |
204,000 |
0.89% |
|
|
| 21 |
AQR ARBITRAGE LLC |
24,972 |
182,000 |
0.80% |
|
|
| 22 |
Virtu KCG Holdings LLC |
14,305 |
104,000 |
0.45% |
|
|
| 23 |
SG Americas Securities, LLC |
13,830 |
101,000 |
0.44% |
|
|
| 24 |
Commonwealth Equity Services, Inc |
13,249 |
97,000 |
0.42% |
|
|
| 25 |
BROOKFIELD Corp /ON/ |
11,800 |
86,000 |
0.38% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
11,717 |
86,000 |
0.38% |
|
|
| 27 |
Winslow, Evans & Crocker, Inc. |
7,484 |
54,552 |
0.24% |
|
|
| 28 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
6,969 |
51,000 |
0.22% |
|
|
| 29 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
6,738 |
49,000 |
0.21% |
|
|
| 30 |
FIRST INTERSTATE BANK |
6,667 |
49,000 |
0.21% |
|
|
| 31 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
6,738 |
49,000 |
0.21% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
4,581 |
33,000 |
0.14% |
|
|
| 33 |
DELTA ASSET MANAGEMENT LLC/TN |
2,702 |
20,000 |
0.09% |
|
|
| 34 |
Creative Planning |
2,515 |
18,000 |
0.08% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,445 |
18,000 |
0.08% |
|
|
| 36 |
NEXT Financial Group, Inc |
1,725 |
12,000 |
0.05% |
|
|
| 37 |
Windsor Capital Management, LLC |
1,253 |
9,000 |
0.04% |
|
|
| 38 |
Advisors Asset Management, Inc. |
1,113 |
8,000 |
0.03% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
999 |
7,000 |
0.03% |
|
|
| 40 |
Ironwood Financial, llc |
856 |
6,000 |
0.03% |
|
|
| 41 |
SECURITY NATIONAL TRUST CO |
749 |
5,000 |
0.02% |
|
|
| 42 |
MSI Financial Services Inc |
537 |
4,000 |
0.02% |
|
|
| 43 |
ROYAL BANK OF CANADA |
519 |
4,000 |
0.02% |
|
|
| 44 |
WFG Advisors, LP |
396 |
3,000 |
0.01% |
|
|
| 45 |
WOODMONT INVESTMENT COUNSEL LLC |
461 |
3,000 |
0.01% |
|
|
| 46 |
FIFTH THIRD BANCORP |
214 |
2,000 |
0.01% |
|
|
| 47 |
PINNACLE FINANCIAL PARTNERS INC |
135 |
1,000 |
0.00% |
|
|
| 48 |
Sunbelt Securities, Inc. |
66 |
481 |
0.00% |
|
|
| 49 |
PIERSHALE FINANCIAL GROUP, INC. |
58 |
0 |
0.00% |
|
|
