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Mkt Vectors BDC ETF
Mkt Vectors BDC ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 30 Institutional holders with a total value of $29,077,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mosaic Financial Partners, Inc. 471,423 7,406,000 25.47%
2 ENVESTNET ASSET MANAGEMENT INC 359,209 5,643,000 19.41%
3 ROBLE, BELKO & COMPANY, INC 179,552 2,821,000 9.70%
4 STEPHENS INC /AR/ 175,315 2,754,000 9.47%
5 Gradient Investments LLC 167,344 2,629,000 9.04%
6 BANK OF AMERICA CORP /DE/ 88,871 1,396,000 4.80%
7 JANE STREET GROUP, LLC 88,260 1,387,000 4.77%
8 MORGAN STANLEY 72,628 1,141,000 3.92%
9 LPL Financial LLC 55,389 878,000 3.02%
10 Caprock Group, LLC 30,737 483,000 1.66%
11 Forvis Mazars Wealth Advisors, LLC 27,800 437,000 1.50%
12 Patriot Wealth Management, Inc. 24,171 380,000 1.31%
13 Cambridge Investment Research Advisors, Inc. 19,377 304,000 1.05%
14 Sigma Planning Corp 15,566 245,000 0.84%
15 VSR Financial Services, Inc. 14,374 226,000 0.78%
16 Sterling Capital Management LLC 12,965 204,000 0.70%
17 Commonwealth Equity Services, Inc 10,238 161,000 0.55%
18 WFG Advisors, LP 9,292 146,000 0.50%
19 ROYAL BANK OF CANADA 5,424 85,000 0.29%
20 MSI Financial Services Inc 5,316 84,000 0.29%
21 Transamerica Financial Advisors, LLC 5,200 82,000 0.28%
22 AMERICAN INTERNATIONAL GROUP, INC. 3,328 53,000 0.18%
23 WELLS FARGO & COMPANY/MN 2,700 42,000 0.14%
24 WESTPORT RESOURCES MANAGEMENT INC 2,277 36,000 0.12%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,845 29,000 0.10%
26 CAPTRUST FINANCIAL ADVISORS 1,000 16,000 0.06%
27 Argentus Capital Management, LLC 382 6,000 0.02%
28 Advisors Asset Management, Inc. 204 3,000 0.01%
29 CITIGROUP INC 30 0 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.