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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
501 WESTERN ASSET EMERGING MKTS 220,392 3,200 0.05%
502 WESTPAC BKG CORP 137,516 3,199 0.05%
503 EATON VANCE TAX ADVANTAGED G 147,864 3,192 0.05%
504 PARKER HANNIFIN CORP 28,484 3,164 0.05%
505 SOLAR SR CAP LTD 216,272 3,153 0.05%
506 TELEFONAKTIEBOLAGET LM ERICS 309,950 3,109 0.05%
507 VANTIV INC 57,669 3,107 0.05%
508 COMMERCIAL METALS CO COM 182,715 3,101 0.05%
509 YPF SOCIEDAD ANONIMA 173,271 3,098 0.05%
510 NUVEEN CA DIV ADVANTG MUN FD 196,305 3,098 0.05%
511 VOYA RISK MANAGED NAT RES FD 547,604 3,088 0.05%
512 NUVEEN CA QUALTY MUN INCOME 191,163 3,078 0.05%
513 DOUBLELINE INCOME SOLUTIONS 181,087 3,044 0.05%
514 CHARLES RIV LABS INTL INC 39,838 3,025 0.05%
515 PIONEER DIVERSIFIED HIGH INC 196,591 3,022 0.05%
516 LEAR CORP 27,133 3,016 0.05%
517 GENERAL MTRS CO 95,659 3,007 0.05%
518 NETFLIX INC 29,125 2,977 0.05%
519 CARDINAL HEALTH INC 36,310 2,976 0.05%
520 KONINKLIJKE PHILIPS N V 103,741 2,962 0.05%
521 DOMTAR CORP 72,971 2,955 0.05%
522 BLACKSTONE GSO LNG SHRT CR I 217,108 2,953 0.05%
523 SMUCKER J M CO 22,720 2,950 0.05%
524 VULCAN MATLS CO 27,887 2,944 0.05%
525 RIO TINTO PLC 104,078 2,942 0.05%
526 PETROCHINA CO LTD 44,348 2,940 0.05%
527 CENTER COAST MLP & INFRSTR F 286,011 2,940 0.05%
528 AMEREN CORP 58,665 2,939 0.05%
529 GW PHARMACEUTICALS PLC 40,667 2,934 0.05%
530 BHP GROUP LTD 112,015 2,901 0.05%
531 HOLLYFRONTIER CORP 82,049 2,898 0.05%
532 HAWAIIAN ELEC INDUSTRIES COM 89,353 2,895 0.05%
533 VERTEX PHARMACEUTICALS INC 36,369 2,891 0.05%
534 TIME INC NEW 185,412 2,863 0.05%
535 ANNALY CAP MGMT INC 278,417 2,857 0.05%
536 HESS CORP 54,210 2,854 0.05%
537 PRESTIGE CONSMR HEALTHCARE I 53,351 2,848 0.05%
538 AMERISOURCEBERGEN CORP 32,828 2,841 0.05%
539 LAM RESEARCH CORP 34,245 2,829 0.05%
540 ANALOG DEVICES INC 47,235 2,796 0.05%
541 SHIP FINANCE INTERNATIONAL L 200,839 2,790 0.05%
542 ARCHER DANIELS MIDLAND CO 76,803 2,789 0.05%
543 WESTERN ASSET CLAYMORE INF 250,606 2,772 0.05%
544 GasLog Partners, LP 166,340 2,766 0.05%
545 DU PONT E I DE NEMOURS & CO 43,587 2,760 0.05%
546 TEKLA HEALTHCARE OPPORTUNITI 172,804 2,749 0.05%
547 FIRST TR SR FLG RTE INCM FD 212,250 2,732 0.05%
548 PACCAR INC 49,937 2,731 0.05%
549 GOODYEAR TIRE & RUBR CO 82,337 2,715 0.05%
550 MARTIN MARIETTA MATLS INC 16,920 2,699 0.04%
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