| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 2,206,797 | 22,686,000 | 58.66% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 395,187 | 4,063,000 | 10.51% | ||
| 3 | Advisors Asset Management, Inc. | 286,011 | 2,940,000 | 7.60% | ||
| 4 | MORGAN STANLEY | 250,311 | 2,574,000 | 6.66% | ||
| 5 | UBS Group AG | 233,165 | 2,397,000 | 6.20% | ||
| 6 | WELLS FARGO & COMPANY/MN | 151,199 | 1,554,000 | 4.02% | ||
| 7 | Invesco Ltd. | 118,667 | 1,220,000 | 3.15% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 43,198 | 444,000 | 1.15% | ||
| 9 | Bank of New York Mellon Corp | 23,582 | 242,000 | 0.63% | ||
| 10 | STEEL GROVE CAPITAL ADVISORS, LLC | 16,480 | 169,000 | 0.44% | ||
| 11 | NORTHERN CAPITAL MANAGEMENT LLC | 14,225 | 146,000 | 0.38% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,754 | 131,000 | 0.34% | ||
| 13 | ROYAL BANK OF CANADA | 6,500 | 67,000 | 0.17% | ||
| 14 | IFP ADVISORS, INC | 1,500 | 15,000 | 0.04% | ||
| 15 | Tower Research Capital LLC (TRC) | 1,369 | 14,000 | 0.04% | ||
| 16 | DEUTSCHE BANK AG\ | 1,000 | 10,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
