| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 196,591 | 3,022,000 | 16.21% | ||
| 2 | Invesco Ltd. | 150,359 | 2,311,000 | 12.40% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 125,432 | 1,928,000 | 10.34% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 121,104 | 1,861,000 | 9.98% | ||
| 5 | UBS Group AG | 110,915 | 1,705,000 | 9.15% | ||
| 6 | COHEN & STEERS, INC. | 82,953 | 1,275,000 | 6.84% | ||
| 7 | Yorktown Management & Research Co Inc | 75,000 | 1,153,000 | 6.18% | ||
| 8 | WELLS FARGO & COMPANY/MN | 55,471 | 853,000 | 4.58% | ||
| 9 | LPL Financial LLC | 55,605 | 839,000 | 4.50% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 50,166 | 771,000 | 4.14% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 45,535 | 700,000 | 3.75% | ||
| 12 | KOVITZ INVESTMENT GROUP PARTNERS, LLC | 31,354 | 482,000 | 2.59% | ||
| 13 | MORGAN STANLEY | 31,125 | 478,000 | 2.56% | ||
| 14 | COLONY GROUP LLC | 28,413 | 437,000 | 2.34% | ||
| 15 | BAIRD FINANCIAL GROUP, INC. | 15,261 | 235,000 | 1.26% | ||
| 16 | AQR ARBITRAGE LLC | 12,365 | 190,000 | 1.02% | ||
| 17 | ROYAL BANK OF CANADA | 7,210 | 111,000 | 0.60% | ||
| 18 | GENEOS WEALTH MANAGEMENT INC. | 7,005 | 107,000 | 0.57% | ||
| 19 | US BANCORP \DE\ | 5,600 | 86,000 | 0.46% | ||
| 20 | NEXT Financial Group, Inc | 2,070 | 31,000 | 0.17% | ||
| 21 | ARROW FINANCIAL CORP | 2,018 | 31,000 | 0.17% | ||
| 22 | MSI Financial Services Inc | 1,865 | 29,000 | 0.16% | ||
| 23 | Creative Planning | 301 | 5,000 | 0.03% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 200 | 3,000 | 0.02% | ||
| 25 | Catalyst Capital Advisors LLC | 45 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
