Dark
Light
System
Security
NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 49 Institutional holders with a total value of $82,095,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 902,829 14,536,000 17.71%
2 MORGAN STANLEY 825,337 13,288,000 16.19%
3 LPL Financial LLC 596,777 9,739,000 11.86%
4 GUGGENHEIM CAPITAL LLC 428,873 6,905,000 8.41%
5 Invesco Ltd. 265,193 4,270,000 5.20%
6 WELLS FARGO & COMPANY/MN 261,560 4,211,000 5.13%
7 WHITTIER TRUST CO 229,948 3,700,000 4.51%
8 Advisors Asset Management, Inc. 191,163 3,078,000 3.75%
9 BANK OF AMERICA CORP /DE/ 170,736 2,749,000 3.35%
10 Van Hulzen Asset Management, LLC 158,637 2,554,000 3.11%
11 Raymond James Financial Services Advisors, Inc. 114,053 1,836,000 2.24%
12 CIBC Private Wealth Group LLC 110,867 1,785,000 2.17%
13 IFP ADVISORS, INC 81,114 1,306,000 1.59%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 76,716 1,235,000 1.50%
15 Apriem Advisors 68,697 1,106,000 1.35%
16 Tradewinds Capital Management, LLC 55,600 895,000 1.09%
17 ROYAL BANK OF CANADA 53,755 866,000 1.05%
18 First Allied Advisory Services, Inc. 53,831 866,000 1.05%
19 Virtu KCG Holdings LLC 50,374 811,000 0.99%
20 WEDBUSH SECURITIES INC 41,983 676,000 0.82%
21 HighTower Advisors, LLC 37,266 599,000 0.73%
22 FIRST FOUNDATION ADVISORS 36,025 580,000 0.71%
23 RAYMOND JAMES & ASSOCIATES 30,831 496,000 0.60%
24 Creative Planning 26,964 434,000 0.53%
25 D.A. DAVIDSON & CO. 26,558 427,000 0.52%
26 STIFEL FINANCIAL CORP 22,378 360,000 0.44%
27 Concert Wealth Management Inc. 16,698 269,000 0.33%
28 INTEGRATED WEALTH MANAGEMENT 16,546 266,000 0.32%
29 Commonwealth Equity Services, Inc 15,294 246,000 0.30%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14,720 237,000 0.29%
31 Investors Capital Advisory Services 14,000 225,000 0.27%
32 Baker Ellis Asset Management LLC 12,653 204,000 0.25%
33 Montecito Bank & Trust 11,604 187,000 0.23%
34 MISSION WEALTH MANAGEMENT, LLC 11,590 187,000 0.23%
35 RAND WEALTH, LLC 10,612 171,000 0.21%
36 OPPENHEIMER & CO INC 10,269 165,000 0.20%
37 MUFG Americas Holdings Corp 8,751 141,000 0.17%
38 PNC FINANCIAL SERVICES GROUP, INC. 5,038 82,000 0.10%
39 MSI Financial Services Inc 4,363 70,000 0.09%
40 SECURITY NATIONAL TRUST CO 4,243 68,000 0.08%
41 US BANCORP \DE\ 2,951 48,000 0.06%
42 DEUTSCHE BANK AG\ 2,882 46,000 0.06%
43 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 2,546 40,000 0.05%
44 Stanford Investment Group, Inc. 2,273 37,000 0.05%
45 WHITTIER TRUST CO OF NEVADA INC 2,122 34,000 0.04%
46 MOSAIC FAMILY WEALTH, LLC 2,077 33,000 0.04%
47 Gemmer Asset Management LLC 1,047 16,000 0.02%
48 AMERICAN INTERNATIONAL GROUP, INC. 530 9,000 0.01%
49 CITIGROUP INC 381 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.