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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
201 MID AMER APT CMNTYS INC 85,343 8,723 0.15%
202 GLAXOSMITHKLINE PLC 214,787 8,710 0.14%
203 NEW RESIDENTIAL INVT CORP COM NEW 747,869 8,698 0.14%
204 NU SKIN ENTERPRISES INC 226,394 8,660 0.14%
205 HORIZON TECHNOLOGY FIN CORP COM 740,975 8,603 0.14%
206 AVON PRODS INC 1,779,155 8,558 0.14%
207 COHEN STEERS REIT PFD 452,045 8,553 0.14%
208 RAYTHEON CO 69,641 8,540 0.14%
209 UNITED PARCEL SERVICE INC 80,820 8,524 0.14%
210 NEXPOINT STRATEGIC OPPORTES 471,526 8,511 0.14%
211 CAPITALA FIN CORP 703,294 8,440 0.14%
212 WAL-MART STORES INC 123,055 8,428 0.14%
213 NUVEEN REAL ESTATE INCOME FD 774,605 8,397 0.14%
214 EATON VANCE TAX MANAGED GLOB 796,324 8,393 0.14%
215 GEO GROUP INC NEW 241,367 8,368 0.14%
216 CEF Cohen & Steers Ml 1,037,938 8,366 0.14%
217 GREIF INC 177,515 8,308 0.14%
218 DELAWARE ENHANCED GBL DIV & 906,525 8,295 0.14%
219 GENUINE PARTS CO 83,411 8,288 0.14%
220 NUVEEN DOW 30 DYNAMIC OVERWR 587,205 8,285 0.14%
221 WYNN RESORTS LTD 88,535 8,272 0.14%
222 NORTHWEST BANCSHARES INC MD COM 606,704 8,197 0.14%
223 HP INC 659,543 8,126 0.14%
224 HATTERAS FINL CORP 559,882 8,006 0.13%
225 BLACKROCK UTILITIES INFRSTRC 432,220 8,005 0.13%
226 Clearbridge Energy MLP Opportunity FD 707,689 7,976 0.13%
227 TORTOISE MLP FD INCORPORATED 487,958 7,973 0.13%
228 GDL FUND 797,736 7,969 0.13%
229 VOYA ASIA PAC DIVID EQUITY I 857,799 7,926 0.13%
230 PDL BIOPHARMA INC 2,362,054 7,866 0.13%
231 THERMO FISHER SCIENTIFIC INC 55,488 7,857 0.13%
232 KROGER CO 203,338 7,778 0.13%
233 EOG RES INC 107,143 7,776 0.13%
234 L BRANDS INC 88,155 7,741 0.13%
235 ALCENTRA CAP CORP COM 661,104 7,689 0.13%
236 BROOKFIELD TOTAL RETURN FD I 316,899 7,678 0.13%
237 GENERAL DYNAMICS CORP 58,096 7,632 0.13%
238 TELEFLEX INC 48,133 7,557 0.13%
239 CLOUGH GLOBAL DIVND AND INCORPORATED FD 641,483 7,441 0.12%
240 PENNANTPARK FLOATING RATE CA 635,307 7,433 0.12%
241 NORDSTROM INC 127,690 7,305 0.12%
242 AMERICAN CAP LTD 475,529 7,247 0.12%
243 TCP CAP CORP 479,934 7,156 0.12%
244 TARGA RES CORP 237,869 7,103 0.12%
245 DUKE ENERGY CORP NEW 87,923 7,094 0.12%
246 Northstar Realty Fin REIT 539,983 7,085 0.12%
247 CM FIN INC 843,248 7,083 0.12%
248 CRANE CO 131,444 7,080 0.12%
249 ROYAL DUTCH SHELL PLC 145,958 7,072 0.12%
250 PRAXAIR INC 61,711 7,063 0.12%
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