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CM FIN INC COM
CM FIN INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 21 Institutional holders with a total value of $48,791,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CYRUS CAPITAL PARTNERS, L.P. 3,818,186 32,073,000 65.74%
2 Advisors Asset Management, Inc. 843,248 7,083,000 14.52%
3 Raymond James Financial Services Advisors, Inc. 326,091 2,739,000 5.61%
4 RAYMOND JAMES & ASSOCIATES 267,028 2,243,000 4.60%
5 CONFLUENCE INVESTMENT MANAGEMENT LLC 195,922 1,646,000 3.37%
6 UBS Group AG 138,534 1,164,000 2.39%
7 STEPHENS INC /AR/ 47,300 397,000 0.81%
8 STIFEL FINANCIAL CORP 45,492 382,000 0.78%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 36,600 307,000 0.63%
10 OPPENHEIMER & CO INC 35,056 295,000 0.60%
11 CAXTON CORP 28,220 237,000 0.49%
12 MILLENNIUM MANAGEMENT LLC 10,276 86,000 0.18%
13 JPMORGAN CHASE & CO 7,500 63,000 0.13%
14 CITIGROUP INC 3,877 32,000 0.07%
15 Barnett & Company, Inc. 2,000 17,000 0.03%
16 CUTLER GROUP LLC / CA 1,200 10,000 0.02%
17 DEUTSCHE BANK AG\ 887 7,000 0.01%
18 Tower Research Capital LLC (TRC) 661 6,000 0.01%
19 BANK OF AMERICA CORP /DE/ 500 4,000 0.01%
20 CUTLER GROUP LLC / CA 300 0 0.00% Put
21 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.