| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,079,667 | 20,775,000 | 22.59% | ||
| 2 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,366,580 | 13,707,000 | 14.90% | ||
| 3 | Glacier Peak Capital LLC | 812,148 | 8,146,000 | 8.86% | ||
| 4 | Advisors Asset Management, Inc. | 797,736 | 7,969,000 | 8.67% | ||
| 5 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 673,490 | 6,755,000 | 7.35% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 386,464 | 3,876,000 | 4.21% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 337,465 | 3,385,000 | 3.68% | ||
| 8 | GAMCO INVESTORS, INC. ET AL | 275,168 | 2,760,000 | 3.00% | ||
| 9 | CORNERSTONE ADVISORS INC | 265,518 | 2,653,000 | 2.88% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 226,076 | 2,268,000 | 2.47% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 222,195 | 2,229,000 | 2.42% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 215,274 | 2,159,000 | 2.35% | ||
| 13 | MORGAN STANLEY | 193,264 | 1,939,000 | 2.11% | ||
| 14 | 1607 Capital Partners, LLC | 181,007 | 1,816,000 | 1.97% | ||
| 15 | Ancora Advisors LLC | 175,141 | 1,757,000 | 1.91% | ||
| 16 | Horizon Kinetics LLC | 155,861 | 1,563,000 | 1.70% | ||
| 17 | DEUTSCHE BANK AG\ | 114,100 | 1,144,000 | 1.24% | ||
| 18 | CSS LLC/IL | 85,996 | 863,000 | 0.94% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 84,567 | 844,000 | 0.92% | ||
| 20 | Bulldog Investors, LLP | 70,173 | 703,000 | 0.76% | ||
| 21 | OPERA TRADING CAPITAL | 69,478 | 694,000 | 0.75% | ||
| 22 | WEDBUSH SECURITIES INC | 48,483 | 486,000 | 0.53% | ||
| 23 | WELLS FARGO & COMPANY/MN | 43,662 | 438,000 | 0.48% | ||
| 24 | Round Table Services, LLC | 34,300 | 344,000 | 0.37% | ||
| 25 | MSI Financial Services Inc | 31,602 | 317,000 | 0.34% | ||
| 26 | LPL Financial LLC | 30,806 | 307,000 | 0.33% | ||
| 27 | Gramercy Funds Management LLC | 28,937 | 290,000 | 0.32% | ||
| 28 | RELATIVE VALUE PARTNERS GROUP, LLC | 27,485 | 275,000 | 0.30% | ||
| 29 | CUE ADVISORY SERVICES, INC. | 24,790 | 249,000 | 0.27% | ||
| 30 | DOLIVER ADVISORS, LP | 23,485 | 236,000 | 0.26% | ||
| 31 | STIFEL FINANCIAL CORP | 16,680 | 167,000 | 0.18% | ||
| 32 | InterOcean Capital, LLC | 14,450 | 145,000 | 0.16% | ||
| 33 | CITIGROUP INC | 12,630 | 126,000 | 0.14% | ||
| 34 | TFS CAPITAL LLC | 11,245 | 113,000 | 0.12% | ||
| 35 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 100,000 | 0.11% | ||
| 36 | ROYAL BANK OF CANADA | 7,359 | 74,000 | 0.08% | ||
| 37 | Jolley Asset Management, LLC | 6,820 | 68,000 | 0.07% | ||
| 38 | UBS Group AG | 6,239 | 62,000 | 0.07% | ||
| 39 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 5,675 | 57,000 | 0.06% | ||
| 40 | WFG Advisors, LP | 4,000 | 40,000 | 0.04% | ||
| 41 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.02% | ||
| 42 | PNC FINANCIAL SERVICES GROUP, INC. | 1,472 | 15,000 | 0.02% | ||
| 43 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 44 | IFP ADVISORS, INC | 1,250 | 13,000 | 0.01% | ||
| 45 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 521 | 5,000 | 0.01% | ||
| 46 | Tower Research Capital LLC (TRC) | 317 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
