| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,094,649 | 12,337,000 | 16.05% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,015,007 | 11,439,000 | 14.88% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 977,382 | 11,015,000 | 14.33% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 762,675 | 8,595,000 | 11.18% | ||
| 5 | Advisors Asset Management, Inc. | 707,689 | 7,976,000 | 10.38% | ||
| 6 | Invesco Ltd. | 455,511 | 5,134,000 | 6.68% | ||
| 7 | WELLS FARGO & COMPANY/MN | 388,771 | 4,381,000 | 5.70% | ||
| 8 | UBS Group AG | 359,445 | 4,051,000 | 5.27% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 240,590 | 2,711,000 | 3.53% | ||
| 10 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 233,561 | 2,632,000 | 3.42% | ||
| 11 | TERRIL BROTHERS, INC. | 131,415 | 1,481,000 | 1.93% | ||
| 12 | ROYAL BANK OF CANADA | 114,476 | 1,290,000 | 1.68% | ||
| 13 | COHEN & STEERS, INC. | 76,803 | 866,000 | 1.13% | ||
| 14 | US BANCORP \DE\ | 36,400 | 411,000 | 0.53% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 32,188 | 363,000 | 0.47% | ||
| 16 | LPL Financial LLC | 33,612 | 345,000 | 0.45% | ||
| 17 | DOLIVER ADVISORS, LP | 26,438 | 298,000 | 0.39% | ||
| 18 | Clearbridge Investments, LLC | 25,900 | 292,000 | 0.38% | ||
| 19 | MOSAIC FAMILY WEALTH, LLC | 22,599 | 254,000 | 0.33% | ||
| 20 | TFS CAPITAL LLC | 17,226 | 194,000 | 0.25% | ||
| 21 | D.A. DAVIDSON & CO. | 16,570 | 186,000 | 0.24% | ||
| 22 | LAUREL WEALTH ADVISORS, INC. | 15,916 | 179,000 | 0.23% | ||
| 23 | CITIGROUP INC | 11,361 | 128,000 | 0.17% | ||
| 24 | WEDBUSH SECURITIES INC | 10,810 | 122,000 | 0.16% | ||
| 25 | Thomas J. Herzfeld Advisors, Inc. | 6,306 | 71,000 | 0.09% | ||
| 26 | AMERICAN INTERNATIONAL GROUP, INC. | 2,375 | 27,000 | 0.04% | ||
| 27 | IFP ADVISORS, INC | 1,931 | 22,000 | 0.03% | ||
| 28 | Creative Planning | 1,750 | 20,000 | 0.03% | ||
| 29 | MSI Financial Services Inc | 1,100 | 12,000 | 0.02% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,060 | 12,000 | 0.02% | ||
| 31 | DEUTSCHE BANK AG\ | 1,101 | 12,000 | 0.02% | ||
| 32 | BANK OF MONTREAL /CAN/ | 1,000 | 11,000 | 0.01% | ||
| 33 | Financial Architects, Inc | 509 | 6,000 | 0.01% | ||
| 34 | Tower Research Capital LLC (TRC) | 105 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
