| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,037,938 | 8,366,000 | 16.40% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 898,011 | 7,237,000 | 14.19% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 862,411 | 6,951,000 | 13.63% | ||
| 4 | EDGEWOOD MANAGEMENT LLC | 648,267 | 5,225,000 | 10.25% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 572,509 | 4,614,000 | 9.05% | ||
| 6 | UBS Group AG | 552,116 | 4,450,000 | 8.73% | ||
| 7 | Invesco Ltd. | 541,065 | 4,361,000 | 8.55% | ||
| 8 | MORGAN STANLEY | 289,437 | 2,333,000 | 4.57% | ||
| 9 | DOLIVER ADVISORS, LP | 236,258 | 1,904,000 | 3.73% | ||
| 10 | WELLS FARGO & COMPANY/MN | 155,430 | 1,253,000 | 2.46% | ||
| 11 | STIFEL FINANCIAL CORP | 113,509 | 914,000 | 1.79% | ||
| 12 | DEUTSCHE BANK AG\ | 70,718 | 569,000 | 1.12% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 51,707 | 417,000 | 0.82% | ||
| 14 | OPPENHEIMER & CO INC | 45,850 | 370,000 | 0.73% | ||
| 15 | ROYAL BANK OF CANADA | 43,802 | 353,000 | 0.69% | ||
| 16 | Coe Capital Management, LLC | 41,020 | 330,621 | 0.65% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,298 | 300,000 | 0.59% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 23,090 | 186,000 | 0.36% | ||
| 19 | CITIGROUP INC | 21,827 | 175,000 | 0.34% | ||
| 20 | BB&T SECURITIES, LLC | 17,131 | 138,000 | 0.27% | ||
| 21 | TFS CAPITAL LLC | 16,437 | 132,000 | 0.26% | ||
| 22 | LPL Financial LLC | 16,913 | 128,000 | 0.25% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 12,700 | 102,000 | 0.20% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 10,951 | 88,000 | 0.17% | ||
| 25 | D.A. DAVIDSON & CO. | 5,000 | 40,000 | 0.08% | ||
| 26 | MSI Financial Services Inc | 4,733 | 38,000 | 0.07% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 1,500 | 12,000 | 0.02% | ||
| 28 | WFG Advisors, LP | 1,500 | 12,000 | 0.02% | ||
| 29 | Tower Research Capital LLC (TRC) | 106 | 1,000 | 0.00% | ||
| 30 | Creative Planning | 18 | 0 | 0.00% | ||
| 31 | Cranbrook Wealth Management, LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
