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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
1801 TOOTSIE ROLL INDS INC 470 18,000 0.00%
1802 LIBERTY GLOBAL PLC 543 18,000 0.00%
1803 WESTERN ASSET MGD HI INCM FD 3,598 17,000 0.00%
1804 CHEMOURS CO 2,063 17,000 0.00%
1805 HUDBAY MINERALS INC 3,303 16,000 0.00%
1806 WESTERN ASSET HIGH INCOME OP 3,265 16,000 0.00%
1807 NORBORD INC 789 16,000 0.00%
1808 CREDIT SUISSE ASSET MGMT INC 5,194 15,000 0.00%
1809 TERADATA CORP DEL 600 15,000 0.00%
1810 LEGG MASON INC 500 15,000 0.00%
1811 AUTONATION INC 300 14,000 0.00%
1812 OWENS-ILLINOIS, INC. 800 14,000 0.00%
1813 DEUTSCHE GLBL HI INCM FD 1,648 13,000 0.00%
1814 FREIGHTCAR AMERICA INC 822 12,000 0.00%
1815 URBAN OUTFITTERS INC 400 11,000 0.00%
1816 CHESAPEAKE ENERGY CORP 2,500 11,000 0.00%
1817 MFS INTERMEDIATE HIGH INC FD 2,569 6,000 0.00%
1818 VIRTU FINL INCORPORATED CLASS A 308 6,000 0.00%
1819 HORACE MANN EDUCATORS CORP NEW COM 190 6,000 0.00%
1820 ORION ENGINEERED CARBONS S A 295 5,000 0.00%
1821 REIS INC 191 5,000 0.00%
1822 UBS AG JERSEY BRH 240 5,000 0.00%
1823 COMMUNITY BK SYS INC COM 113 5,000 0.00%
1824 GASLOG LTD 388 5,000 0.00%
1825 iShares Mortgage Real Estate C 350 4,000 0.00%
1826 EVERCORE PARTNERS INC 91 4,000 0.00%
1827 W P CAREY INC 55 4,000 0.00%
1828 SPDR SER TR 135 4,000 0.00%
1829 VANECK VECTORS ETF TRUST MTG REIT INCOME ETF 175 4,000 0.00%
1830 ISHARES 75 4,000 0.00%
1831 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 130 4,000 0.00%
1832 PUTNAM PREMIER INCOME TR 809 4,000 0.00%
1833 VANECK VECTORS ETF TR 155 4,000 0.00%
1834 PIMCO ETF TR 35 4,000 0.00%
1835 NATIONAL HEALTHCARE CORP COM 55 4,000 0.00%
1836 PUTNAM MASTER INTER INCOME T 887 4,000 0.00%
1837 MAINSOURCE FINANCIAL GP INC 151 3,000 0.00%
1838 VANECK VECTORS ETF TR 95 3,000 0.00%
1839 S & T BANCORP INC COM 116 3,000 0.00%
1840 FOSSIL GROUP INC 100 3,000 0.00%
1841 SEMGROUP CORP CL A 81 3,000 0.00%
1842 SMITH & WESSON HLDG 65 2,000 0.00%
1843 SPDR SERIES TRUST 65 2,000 0.00%
1844 SPDR SERIES TRUST 65 2,000 0.00%
1845 ADVISORSHARES TR 65 2,000 0.00%
1846 M D C HLDGS INC COM 97 2,000 0.00%
1847 US Ecology Inc 22 1,000 0.00%
1848 TAKE-TWO INTERACTIVE SOFTWAR 38 1,000 0.00%
1849 AMERICAN INTL GROUP INC 61 1,000 0.00%
1850 PENN ENTERTAINMENT INC COM 58 1,000 0.00%
Page 37 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.