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Institutional Investment Manager
Rock Point Advisors, LLC
Rock Point Advisors, LLC (CIK: 0001301540) incorporated in Vermont, located at 77 College Street, Burlington, VT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001301540-16-000016) filed in 2016.11.02
#
Name
Shares
Value ($)
%
Options
Notes
51 NEWELL BRANDS 71,022 3,740 1.95%
52 NUVEEN NORTH CAROLINA QLTY M 16,000 227 0.12%
53 PEPSICO INC 6,736 733 0.38%
54 PFIZER INC 21,709 735 0.38%
55 PGT INNOVATIONS INC COM 434,863 4,640 2.42%
56 PROCTER AND GAMBLE CO 11,428 1,026 0.54%
57 PROSPECT CAPITAL CORPORATION 28,305 229 0.12%
58 PRUDENTIAL PLC 226,805 8,099 4.23%
59 PZENA INVESTMENT MGMT INC CLASS A 273,425 2,105 1.10%
60 RELX NV 53,541 956 0.50%
61 SCHWAB INTERNATIONAL EQUITY ETF 8,942 257 0.13%
62 SCHWAB SHORT-TERM US TREASURY ETF 4,003 203 0.11%
63 SCHWAB U.S. LARGE-CAP ETF 10,630 549 0.29%
64 SCHWAB U.S. MID-CAP ETF 8,588 374 0.20%
65 SCHWAB U.S. SMALL-CAP ETF 6,655 383 0.20%
66 SCHWAB US AGGREGATE BOND ETF 4,683 251 0.13%
67 SCHWAB US TIPS ETF 4,069 232 0.12%
68 SILVER WHEATON CORP 10,930 295 0.15%
69 SPDR INDEX SHS FDS 94,045 3,081 1.61%
70 SPDR SER TR 18,388 564 0.29%
71 SPROUTS FMRS MKT INC 230,225 4,754 2.48%
72 STANTEC INC 139,532 3,282 1.71%
73 STRYKER CORP 40,479 4,712 2.46%
74 SUNPOWER CORP 286,420 2,555 1.33%
75 TEMPLETON GLOBAL INCOME FD 87,511 546 0.29%
76 TJX COS INC NEW 93,274 6,975 3.64%
77 VANGUARD BD INDEX FDS 14,535 1,175 0.61%
78 W P CAREY INC 120,880 7,800 4.08%
79 WALGREENS BOOTS ALLIANCE INC 5,235 422 0.22%
80 YAMANA GOLD INC 28,000 121 0.06%
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