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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 214 Institutional holders with a total value of $739,704,804.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SVA Wealth Management, LLC 1,308,946 56,965,000 7.70%
2 Financial Management Professionals, Inc. 1,026,113 44,728,000 6.05%
3 Legacy Wealth Management, Inc 909,828 39,596,000 5.35%
4 PIERSHALE FINANCIAL GROUP, INC. 791,061 34,427,000 4.65%
5 HBK Sorce Advisory LLC 643,639 28,011,000 3.79%
6 Brouwer & Janachowski, LLC 638,854 27,803,000 3.76%
7 Raymond James Financial Services Advisors, Inc. 425,595 18,522,000 2.50%
8 MORGAN STANLEY 408,139 17,763,000 2.40%
9 AT Bancorp 396,360 17,250,000 2.33%
10 Cambridge Investment Research Advisors, Inc. 379,246 16,505,000 2.23%
11 ProVise Management Group, LLC 335,757 14,611,000 1.98%
12 WELLS FARGO & COMPANY/MN 334,478 14,557,000 1.97%
13 SHARKEY, HOWES & JAVER 316,781 13,786,000 1.86%
14 MONEYWISE, INC. 311,203 13,544,000 1.83%
15 Nadler Financial Group, Inc. 300,223 13,066,000 1.77%
16 JMG Financial Group, Ltd. 277,539 12,078,000 1.63%
17 WealthTrust-Arizona, LLC 276,890 12,050,000 1.63%
18 PLANNING ALTERNATIVES LTD /ADV 263,548 11,470,000 1.55%
19 Emery Howard Portfolio Management, Inc. 254,593 11,080,000 1.50%
20 LPL Financial LLC 224,703 9,671,000 1.31%
21 MOISAND FITZGERALD TAMAYO, LLC 208,621 9,079,000 1.23%
22 HARFST & ASSOCIATES, INC. 199,265 8,672,000 1.17%
23 BLB&B Advisors, LLC 197,510 8,596,000 1.16%
24 ASPIRIANT, LLC 177,670 7,732,000 1.05%
25 SII INVESTMENTS INC/WI 176,885 7,695,000 1.04%
26 UBS Group AG 171,689 7,472,000 1.01%
27 Summit Asset Management, LLC 162,531 7,073,000 0.96%
28 OLD DOMINION CAPITAL MANAGEMENT INC 160,657 6,992,000 0.95%
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 159,716 6,901,000 0.93%
30 St. Johns Investment Management Company, LLC 154,787 6,736,000 0.91%
31 BLUE CREEK INVESTMENT PARTNERS, LLC 154,428 6,721,000 0.91%
32 ROYAL BANK OF CANADA 143,187 6,232,000 0.84%
33 WESCAP MANAGEMENT GROUP, INC. 142,240 6,190,000 0.84%
34 LEAVELL INVESTMENT MANAGEMENT, INC. 136,204 5,928,000 0.80%
35 Leisure Capital Management 135,290 5,888,000 0.80%
36 LATHROP INVESTMENT MANAGEMENT CO 134,045 5,834,000 0.79%
37 Gemmer Asset Management LLC 128,809 5,606,000 0.76%
38 Bouchey Financial Group Ltd 128,136 5,576,000 0.75%
39 Summit Financial Strategies, Inc. 127,927 5,567,000 0.75%
40 FINANCIAL CONSULATE, INC 111,878 4,869,000 0.66%
41 EATON VANCE MANAGEMENT 110,072 4,790,000 0.65%
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 108,292 4,713,000 0.64%
43 Triangle Securities Wealth Management 107,432 4,675,000 0.63%
44 Curbstone Financial Management Corp 106,256 4,624,000 0.63%
45 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 104,716 4,557,000 0.62%
46 Marquette Asset Management, LLC 93,796 4,082,000 0.55%
47 SAGE FINANCIAL GROUP INC 92,048 4,006,000 0.54%
48 Avior Wealth Management, LLC 87,839 3,823,000 0.52%
49 Madden Advisory Services, Inc. 85,311 3,712,000 0.50%
50 VALLEY NATIONAL ADVISERS INC 82,578 3,594,000 0.49%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.