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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
3151 UNITED PARCEL SERVICE INC 311,000 76 0.00% Put
3152 AGENUS INC 10,529 76 0.00%
3153 D R HORTON INC 100,000 75 0.00% Put
3154 TUESDAY MORNING CORP 12,580 75 0.00%
3155 UNION PAC CORP 95,600 75 0.00% Put
3156 GENER8 MARITIME INC COM 14,398 74 0.00%
3157 OVASCIENCE INC COM 10,348 74 0.00%
3158 Jones Energy Inc 20,455 73 0.00%
3159 YY INC 40,000 72 0.00% Call
3160 GERON CORP 31,776 72 0.00%
3161 LIONBRIDGE TECHNOLOGIES ORD 14,419 72 0.00%
3162 TWENTY FIRST CENTY FOX INC 264,900 71 0.00% Put
3163 NEW YORK MORTGAGE TRUST INC COM 11,852 71 0.00%
3164 NATIONAL OILWELL VARCO INC 337,200 71 0.00% Put
3165 PAYPAL HLDGS INC 102,400 70 0.00% Put
3166 PHILIP MORRIS INTL INC 75,300 69 0.00% Call
3167 COLGATE PALMOLIVE CO 333,500 69 0.00% Put
3168 LOCKHEED MARTIN CORP 11,500 69 0.00% Call
3169 ARRAY BIOPHARMA INC 10,061 68 0.00%
3170 PHILIP MORRIS INTL INC 125,600 68 0.00% Put
3171 NOVAVAX INC COM 32,627 68 0.00%
3172 MOODYS CORP 88,500 67 0.00% Put
3173 SYNGENTA AG 40,000 67 0.00% Call
3174 LEE ENTERPRISES INC 17,880 67 0.00%
3175 PIONEER ENERGY SVCS CORP 16,408 66 0.00%
3176 RAYTHEON CO 48,100 65 0.00% Call
3177 ZOETIS INC 20,000 65 0.00% Call
3178 ALTRIA GROUP INC 254,900 65 0.00% Put
3179 CONCORDIA INTERNATIONAL CORP 14,320 64 0.00%
3180 CHENIERE ENERGY INC PUT 51,200 64 0.00% Put
3181 PHARMATHENE INC COM 21,886 63 0.00%
3182 BAZAARVOICE INC 10,593 63 0.00%
3183 QUINSTREET INC COM USD0.001 20,798 63 0.00%
3184 AETNA INC NEW 15,000 63 0.00% Call
3185 AMPIO PHARMACEUTICALS INC 80,398 60 0.00%
3186 CONTAINER STORE GROUP INC 11,990 60 0.00%
3187 VORNADO RLTY TR 99,800 58 0.00% Put
3188 MONDELEZ INTL INC 100,000 57 0.00% Put
3189 TROVAGENE INC 12,450 56 0.00%
3190 WILLIAMS COS INC DEL 16,200 56 0.00% Call
3191 TJX COS INC NEW 86,200 55 0.00% Call
3192 NL INDS INC COM NEW 13,755 54 0.00%
3193 EXELON CORP 45,000 54 0.00% Put
3194 VANECK VECTORS SEMICONDUCTOR 2,194,400 54 0.00% Put
3195 RADISYS CORP COM 10,175 54 0.00%
3196 EATON CORP PLC 156,100 54 0.00% Put
3197 VIRNETX HLDG CORP 17,208 53 0.00%
3198 PRUDENTIAL FINL INC 30,000 53 0.00% Put
3199 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 13,806 53 0.00%
3200 GEO GROUP INC NEW 75,000 52 0.00% Put
Page 64 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MYLAN N V 10,000 0 0.00% Put
2 DAVITA INC 75,000 0 0.00% Call
3 KROGER CO 19,300 0 0.00% Call
4 CSX CORP 10,000 0 0.00% Put
5 ANNALY CAP MGMT INC 20,000 0 0.00% Put
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 LINKEDIN CORP 27,800 1 0.00% Call
8 PROSHARES TR 10,000 1 0.00% Put
9 RITE AID CORP 200,000 2 0.00% Call
10 OLIN CORP 50,000 2 0.00% Put
11 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
12 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
13 SHIRE PLC 35,000 2 0.00% Put
14 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
15 TELECOM ARGENTINA S A 28,800 3 0.00% Put
16 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
17 CAMBREX CORP 19,400 4 0.00% Put
18 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
19 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
20 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
21 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
22 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
23 WILLIAMS SONOMA INC 72,900 7 0.00% Call
24 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
25 SPDR SERIES TRUST 150,000 8 0.00% Call
26 TARGET CORP 154,900 8 0.00% Call
27 ATLANTICA YIELD PLC 84,800 8 0.00% Put
28 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
29 CARNIVAL CORP 66,400 9 0.00% Call
30 CTRIP COM INTL LTD 37,200 9 0.00% Put
31 URBAN OUTFITTERS INC 164,000 9 0.00% Call
32 KCG HLDGS INC 34,700 9 0.00% Call
33 ANADARKO PETE CORP 41,100 10 0.00% Put
34 HESS CORP 69,900 10 0.00% Call
35 COTY INC 200,000 10 0.00% Call
36 IAC INTERACTIVECORP 22,500 10 0.00% Put
37 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
38 FERRARI N V 31,800 11 0.00% Put
39 EXELON CORP 45,000 11 0.00% Call
40 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
41 FIREEYE INC 74,400 11 0.00% Call
42 LINKEDIN CORP 20,000 11 0.00% Put
43 TECK RESOURCES LTD 384,800 12 0.00% Put
44 GALENA BIOPHARMA INC 34,197 12 0.00%
45 RICE ENERGY INC 30,000 12 0.00% Put
46 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
47 TIME WARNER INC 30,200 12 0.00% Put
48 GLOBALSTAR INC 133,200 12 0.00% Call
49 MANNKIND CORP. 20,455 13 0.00%
50 HCA HOLDINGS INC 96,600 13 0.00% Put
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