| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALPHA NATURAL RESOURCES | 17,605 | 1,000 | 0.00% | ||
| 2 | BANK AMERICA CORP WTS | 10,000 | 3,000 | 0.00% | ||
| 3 | NEW SOURCE ENERGY PRTNERS | 43,515 | 4,000 | 0.00% | ||
| 4 | PENN WEST | 10,400 | 5,000 | 0.00% | ||
| 5 | Fuelcell Energy Inc | 11,200 | 8,000 | 0.00% | ||
| 6 | * SANDRIDGE ENERGY INC COM | 32,250 | 9,000 | 0.00% | ||
| 7 | GIGAMEDIA LTD | 18,000 | 9,000 | 0.00% | ||
| 8 | CYTORI THERAPEUTIC INC | 45,600 | 16,000 | 0.00% | ||
| 9 | Fairway Group Holdings Corp. | 16,000 | 17,000 | 0.00% | ||
| 10 | HALCON RESOURCES CORP | 36,100 | 19,000 | 0.00% | ||
| 11 | GERDAU S A | 13,900 | 19,000 | 0.00% | ||
| 12 | FUEL TECH INCORPORATED | 11,000 | 21,000 | 0.00% | ||
| 13 | LUNA INNOVATIONS | 26,750 | 25,000 | 0.00% | ||
| 14 | ON TRACK INNOVATION LTD SHS | 34,000 | 27,000 | 0.00% | ||
| 15 | Rex Energy Corp | 13,000 | 27,000 | 0.00% | ||
| 16 | GOODRICH PETE CORP | 53,275 | 31,000 | 0.00% | ||
| 17 | DREYFUS HIGH YIELD STRATEGIE | 11,163 | 34,000 | 0.00% | ||
| 18 | BLACKROCK DEBT STRAT FD INC | 10,673 | 36,000 | 0.00% | ||
| 19 | WESTPORT FUEL SYSTEMS INC | 15,055 | 37,000 | 0.00% | ||
| 20 | SPRINT CORP | 10,521 | 40,000 | 0.00% | ||
| 21 | Baytex Energy Corp | 12,383 | 40,000 | 0.00% | ||
| 22 | NEWCASTLE INVT CORP NEW | 10,262 | 45,000 | 0.00% | ||
| 23 | HARRIS & HARRIS GROUP INC | 21,200 | 45,000 | 0.00% | ||
| 24 | ENDOCYTE INC | 10,348 | 47,000 | 0.00% | ||
| 25 | ENERPLUS CORP | 10,044 | 49,000 | 0.00% | ||
| 26 | ARRAY BIOPHARMA INC COM | 11,500 | 52,000 | 0.00% | ||
| 27 | ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN | 10,194 | 53,000 | 0.00% | ||
| 28 | Orexigen Therapeutics, Inc. | 27,450 | 58,000 | 0.00% | ||
| 29 | TRIANGLE PETE CORP | 42,200 | 60,000 | 0.00% | ||
| 30 | INTREPID POTASH INC | 11,000 | 61,000 | 0.00% | ||
| 31 | Bellatrix Exploration | 41,700 | 63,000 | 0.00% | ||
| 32 | AMPLIPHI BIOSCIENCES CORP | 16,163 | 64,000 | 0.00% | ||
| 33 | TROVAGENE INC COM NEW | 11,834 | 67,000 | 0.00% | ||
| 34 | BANK AMER CORP | 12,095 | 69,000 | 0.00% | ||
| 35 | CALAMOS GBL DYN INCOME FUND COM | 10,111 | 70,000 | 0.00% | ||
| 36 | COMMUNITY BANKERS TR | 15,342 | 77,000 | 0.00% | ||
| 37 | MFS INTERMEDIATE HIGH INC FD | 35,559 | 81,000 | 0.00% | ||
| 38 | TECK RESOURCES LTD | 16,910 | 81,000 | 0.00% | ||
| 39 | SANGAMO BIOSCIENCES INCORPORATED | 14,978 | 84,000 | 0.00% | ||
| 40 | MAGAL SECURITY SYS LTD | 20,000 | 84,000 | 0.00% | ||
| 41 | ALPINE TTL DYNAMIC NEW | 11,340 | 85,000 | 0.00% | ||
| 42 | AMERICA FIRST MULTIFAMILY IN | 17,000 | 88,000 | 0.00% | ||
| 43 | INOVIO PHARMACEUTICALS INC | 15,250 | 88,000 | 0.00% | ||
| 44 | ORASURE TECHNOLOGIES INC | 20,024 | 89,000 | 0.00% | ||
| 45 | OCWEN FINL CORP | 13,400 | 90,000 | 0.00% | ||
| 46 | MFA FINANCIAL INC COM | 13,584 | 93,000 | 0.00% | ||
| 47 | ROYCE MICRO CAP TR INC | 12,208 | 94,000 | 0.00% | ||
| 48 | BLACKROCK CORPOR HI YLD FD I | 10,084 | 100,000 | 0.00% | ||
| 49 | ATLANTIC POWER CORP | 53,700 | 100,000 | 0.00% | ||
| 50 | NUVEEN NY MUN VALUE FD COM | 10,500 | 102,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001329948-15-000004, filed 2015.11.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
