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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 50 Institutional holders with a total value of $11,713,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 620,462 1,899,000 16.21%
2 Shaker Financial Services, LLC 600,966 1,839,000 15.70%
3 MARINER INVESTMENT GROUP LLC 452,102 1,383,000 11.81%
4 JPMORGAN CHASE & CO 392,900 1,202,000 10.26%
5 WOLVERINE ASSET MANAGEMENT LLC 342,461 1,047,000 8.94%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 164,344 503,000 4.29%
7 MORGAN STANLEY 140,145 429,000 3.66%
8 SIGNET FINANCIAL MANAGEMENT, LLC 130,325 399,000 3.41%
9 AMERIPRISE FINANCIAL INC 81,905 251,000 2.14%
10 INVESTMENT CENTERS OF AMERICA INC 81,520 250,000 2.13%
11 BANK OF AMERICA CORP /DE/ 78,244 239,000 2.04%
12 LPL Financial LLC 76,978 236,000 2.01%
13 DRW Securities, LLC 58,518 179,000 1.53%
14 Sunbelt Securities, Inc. 54,394 166,223 1.42%
15 Commonwealth Equity Services, Inc 48,599 149,000 1.27%
16 Fernwood Investment Management, LLC 43,400 133,000 1.14%
17 NATIONAL PLANNING CORP 37,326 122,000 1.04%
18 Cambridge Investment Research Advisors, Inc. 34,800 106,000 0.90%
19 Bank of New York Mellon Corp 34,045 104,000 0.89%
20 WFG Advisors, LP 33,302 102,000 0.87%
21 Cetera Advisor Networks LLC 28,089 85,000 0.73%
22 B. Riley Wealth Advisors, Inc. 26,602 82,000 0.70%
23 UBS Group AG 25,661 79,000 0.67%
24 Virtu KCG Holdings LLC 25,089 77,000 0.66%
25 PNC FINANCIAL SERVICES GROUP, INC. 24,934 76,000 0.65%
26 Creative Planning 18,613 57,000 0.49%
27 DOLIVER ADVISORS, LP 16,006 49,000 0.42%
28 LEVIN CAPITAL STRATEGIES, L.P. 15,000 46,000 0.39%
29 SHUFRO ROSE & CO LLC 15,275 46,000 0.39%
30 Capital Investment Advisors, LLC 14,176 43,000 0.37%
31 BRAVE ASSET MANAGEMENT INC 12,700 39,000 0.33%
32 KEYBANK NATIONAL ASSOCIATION/OH 12,000 37,000 0.32%
33 Janney Montgomery Scott LLC 11,163 34,000 0.29%
34 First Allied Advisory Services, Inc. 10,000 31,000 0.26%
35 SII INVESTMENTS INC/WI 10,000 30,000 0.26%
36 Advisors Asset Management, Inc. 8,822 27,000 0.23%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,657 26,000 0.22%
38 BANK OF MONTREAL /CAN/ 8,223 25,000 0.21%
39 ROYAL BANK OF CANADA 7,650 24,000 0.20%
40 AMERICAN INTERNATIONAL GROUP, INC. 6,797 21,000 0.18%
41 WELLS FARGO & COMPANY/MN 5,505 17,000 0.15%
42 FIFTH THIRD BANCORP 2,514 8,000 0.07%
43 Brookstone Capital Management 1,500 5,000 0.04%
44 Windsor Capital Management, LLC 1,000 3,000 0.03%
45 Waverly Advisors, LLC 1,000 3,000 0.03%
46 Focused Wealth Management, Inc 920 3,000 0.03%
47 North Star Investment Management Corp. 500 2,000 0.02%
48 CITIGROUP INC 26 0 0.00%
49 COLONY GROUP LLC 3 0 0.00%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.