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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2001 FIRST TR EXCHANGE TRADED FD 11,002 247 0.00%
2002 LIFE STORAGE INC 3,012 247 0.00%
2003 BARCLAYS BANK PLC 9,512 247 0.00%
2004 ALKERMES PLC 4,216 247 0.00%
2005 CNOOC LTD 2,051 246 0.00%
2006 PACWEST BANCORP DEL COM 4,609 246 0.00%
2007 JOHN HANCOCK EXCHANGE TRADED 7,734 245 0.00%
2008 ORCHIDS PAPER PRODS CO DEL COM 10,218 245 0.00%
2009 BLUE HILLS BANCORP INC 13,690 244 0.00%
2010 JUNIPER NETWORKS INC 8,778 244 0.00%
2011 PLUG POWER INC 176,470 244 0.00%
2012 MFS HIGH YIELD MUN TR 52,662 243 0.00%
2013 PACIFIC CONTINENTAL CORP 9,902 243 0.00%
2014 COCA COLA CONS INC COM 1,181 243 0.00%
2015 NUVEEN FLTNG RTE INCM OPP FD 20,713 243 0.00%
2016 CREDIT SUISSE HIGH YIELD BD 90,656 242 0.00%
2017 ISHARES US & INTL HIGH YIELD CORPORATE BOND ETF 4,907 242 0.00%
2018 DELPHI AUTOMOTIVE PLC 3,009 242 0.00%
2019 BLACKROCK MUNI INCOME TR II 16,190 241 0.00%
2020 FIRST TR DOW JONES SELECT MICROCAP INDEX FD COM SHS ANNUAL 5,670 241 0.00%
2021 WORKDAY INC 2,885 240 0.00%
2022 TENNANT CO COM 3,300 240 0.00%
2023 GLOBAL X FDS 16,245 240 0.00%
2024 ALEXANDER & BALDWIN INC NEW COM 5,372 239 0.00%
2025 MARRIOTT VACATIONS WORLDWIDE C COM 2,391 239 0.00%
2026 SPDR SERIES TRUST 3,965 239 0.00%
2027 SKECHERS U S A INC 8,646 237 0.00%
2028 BLACKROCK MUN INCOME TR 17,005 237 0.00%
2029 HD SUPPLY 5,732 236 0.00%
2030 BROCADE COMMUNICATIONS SYS I 18,915 236 0.00%
2031 TWILIO INC 8,161 236 0.00%
2032 DENTSPLY SIRONA INC 3,772 236 0.00%
2033 S & T BANCORP INC COM 6,826 236 0.00%
2034 CINEMARK HOLDINGS INC 5,305 235 0.00%
2035 STUDENT TRANSN INC 40,107 235 0.00%
2036 ALPS ETF TR 9,132 235 0.00%
2037 HEALTHCARE RLTY TR 7,239 235 0.00%
2038 ENSTAR GROUP LIMITED COM 1,230 235 0.00%
2039 SAN JUAN BASIN RTY TR 32,432 235 0.00%
2040 ISHARES INC 10,336 235 0.00%
2041 FLEXSHARES NATURAL RESOURCES ETF 7,970 235 0.00%
2042 YAMANA GOLD INC 84,745 234 0.00%
2043 FULLER H B CO 4,539 234 0.00%
2044 NUVEEN CORE EQUITY ALPHA FD 16,766 234 0.00%
2045 BLACKROCK ENHANCED INTL DIV 40,219 233 0.00%
2046 WATTS WATER TECHNOLOGIES INC 3,728 232 0.00%
2047 CARA THERAPEUTICS INC 12,624 232 0.00%
2048 FLY LEASING LTD SPONSORED ADR 17,700 232 0.00%
2049 MORGAN STANLEY TRUSTS 12,945 231 0.00%
2050 ABIOMED INC 1,848 231 0.00%
Page 41 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INCORPORATED 33,828 40 0.00%
3 2U INC 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
28 ADVISORSHARES TR 11,121 202 0.00%
29 ADVISORSHARES TR 8,533 304 0.00%
30 ADVISORSHARES TR 179,993 1,584 0.01%
31 ADVISORSHARES TR 6,572 430 0.00%
32 AECOM 30,333 1,080 0.01%
33 AEGON N V 41,153 211 0.00%
34 AERCAP HOLDINGS NV 4,465 205 0.00%
35 AES CORP 67,415 754 0.01%
36 AES TRUST III 6.75 3.375 PFD 12,533 640 0.00%
37 AETNA INC NEW 45,509 5,805 0.04%
38 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
39 AFLAC INC 141,230 10,228 0.07%
40 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
41 AGNC INVT CORP 118,201 2,351 0.02%
42 AGNICO EAGLE MINES LTD 9,611 408 0.00%
43 AGREE RLTY CORP COM 19,988 959 0.01%
44 AGRIUM INC 2,106 201 0.00%
45 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
46 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
47 AK STL HLDG CORP 13,944 100 0.00%
48 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
49 ALAMO GROUP INC 7,596 579 0.00%
50 ALAMOS GOLD INC NEW 37,517 301 0.00%
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