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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2201 DIAMOND OFFSHR DRILLING 10,108 169 0.00%
2202 WESTERN ASSET GLOBAL HIGH IN 16,618 168 0.00%
2203 CARLYLE GROUP L P 10,564 168 0.00%
2204 NORDIC AMERICAN TANKERS LIMI 20,477 168 0.00%
2205 ALON USA PARTNERS LP 18,280 167 0.00%
2206 VALE S A 17,585 167 0.00%
2207 Innodata Inc 75,513 166 0.00%
2208 IMMUNOMEDICS INCORPORATED 25,500 165 0.00%
2209 CEMEX SAB DE CV 18,117 164 0.00%
2210 MFS CALIF MUN FD 14,157 164 0.00%
2211 PEOPLES FINL CORP MISS 10,848 163 0.00%
2212 PROSPECT CAPITAL CORPORATION 158,000 162 0.00%
2213 POWERSHARES ETF TRUST 13,867 162 0.00%
2214 CALIX INC COM 22,350 162 0.00%
2215 SEASPAN CORP SHS 23,260 161 0.00%
2216 PHOTRONICS INC 14,873 159 0.00%
2217 NUVEEN VIRGINIA QLTY MUNCPL 12,329 159 0.00%
2218 BLACKROCK MASS TAX-EXEMPT TR 11,634 159 0.00%
2219 ASTRONOVA INC 10,310 157 0.00%
2220 MUELLER WTR PRODUCTS INCORPORATED COM SER A 12,988 154 0.00%
2221 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
2222 FIRST TRUST MORTGAGE INCM FD 10,756 152 0.00%
2223 NUVEEN SELECT MAT MUN FD 15,329 152 0.00%
2224 BLACKROCK MUNIC INCM INVST T 10,271 151 0.00%
2225 NUVEEN PENNSYLVANIA QLT MUN 11,490 151 0.00%
2226 LIBERTY ALL STAR EQUITY FD 27,711 151 0.00%
2227 Prospect Capital Corp 147,000 150 0.00%
2228 BLACKROCK MUNI INCOME INV QL 10,479 150 0.00%
2229 ABERCROMBIE & FITCH CO 12,563 150 0.00%
2230 CLEARBRIDGE AMERN ENERG MLP FD 15,138 150 0.00%
2231 DENISON MINES CORP 241,862 150 0.00%
2232 BELMOND LTD 12,343 149 0.00%
2233 INVESCO DYNAMIC CR OPPORTUNI 12,202 149 0.00%
2234 INTELLIA THERAPEUTICS INC 10,450 147 0.00%
2235 BALLARD PWR SYS INC NEW 66,390 147 0.00%
2236 PREFERRED APT CMNTYS INC COM 11,135 147 0.00%
2237 NOVAGOLD RES INC 30,123 147 0.00%
2238 DREYFUS HIGH YIELD STRATEGIE 43,220 147 0.00%
2239 LEGG MASON BW GLB INC OPP FD 11,344 145 0.00%
2240 ISHARES TRUST GL CLEAN ENE ETF 16,873 144 0.00%
2241 RAMBUS INC DEL 10,956 144 0.00%
2242 SPROTT PHYSICAL PLAT PALLAD 18,600 144 0.00%
2243 TELEFONAKTIEBOLAGET LM ERICS 21,578 143 0.00%
2244 BARNES & NOBLE ED INC COM 14,704 141 0.00%
2245 GABELLI HLTHCARE & WELLNESS 13,904 139 0.00%
2246 BLACKROCK MUNIENHANCED FD IN 11,878 139 0.00%
2247 WESTERN ASSET CORPORATE LN F 12,117 137 0.00%
2248 AVON PRODS INC 31,238 137 0.00%
2249 PIONEER MUN HIGH INCOME ADVA 12,384 136 0.00%
2250 NEOGENOMICS INC 17,200 136 0.00%
Page 45 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 1st Constitution Bancorp 26,089 481 0.00%
2 22ND CENTY GROUP INC 33,828 40 0.00%
3 2U, Inc. 5,430 215 0.00%
4 3-D SYS CORP DEL 55,532 831 0.01%
5 3M CO 212,370 40,633 0.27%
6 A O SMITH 25,278 1,293 0.01%
7 ABB LTD 38,643 904 0.01%
8 ABBOTT LABS 550,398 24,443 0.16%
9 ABBVIE INC 622,240 40,545 0.27%
10 ABERCROMBIE & FITCH CO 12,563 150 0.00%
11 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
12 ABERDEEN AUSTRALIA EQUITY FD 49,241 298 0.00%
13 ABIOMED INC 1,848 231 0.00%
14 ABSOLUTE SHS TR 14,552 354 0.00%
15 ACACIA COMMUNICATIONS INC 6,378 374 0.00%
16 ACCENTURE PLC IRELAND 86,877 10,415 0.07%
17 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
18 ADAM NAT RES FD INC 63,027 1,224 0.01%
19 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
20 ADDVANTAGE TECHNOLOGIES GROU 16,645 32 0.00%
21 ADIENT PLC 12,303 894 0.01%
22 ADOBE INC 40,318 5,247 0.04%
23 ADR - Nabriva Therapeutics AG- Usd 12,760 153 0.00%
24 ADVANCE AUTO PARTS INC 7,111 1,054 0.01%
25 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
26 ADVANCED MICRO DEVICES INC 83,808 1,219 0.01%
27 ADVAXIS INC COM NEW 15,685 128 0.00%
28 ADVENT CLAYMORE CV SECS & INCORPORATED 30,314 475 0.00%
29 ADVISORSHARES TR 11,121 202 0.00%
30 ADVISORSHARES TR 8,533 304 0.00%
31 ADVISORSHARES TR 179,993 1,584 0.01%
32 ADVISORSHARES TR 6,572 430 0.00%
33 AECOM 30,333 1,080 0.01%
34 AEGON N V 41,153 211 0.00%
35 AERCAP HOLDINGS NV 4,465 205 0.00%
36 AES CORP 67,415 754 0.01%
37 AES TRUST III PFD CV 6.75 12,533 640 0.00%
38 AETNA INC NEW 45,509 5,805 0.04%
39 AFFILIATED MANAGERS GROUP 2,491 408 0.00%
40 AFLAC INC 141,230 10,228 0.07%
41 AGILENT TECHNOLOGIES INC 11,806 624 0.00%
42 AGNC INVT CORP 118,201 2,351 0.02%
43 AGNICO EAGLE MINES LTD 9,611 408 0.00%
44 AGREE RLTY CORP COM 19,988 959 0.01%
45 AGRIUM INC 2,106 201 0.00%
46 AIMMUNE THERAPEUTICS INC COM 26,204 569 0.00%
47 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
48 AK STL HLDG CORP 13,944 100 0.00%
49 AKAMAI TECHNOLOGIES INC 8,065 481 0.00%
50 ALAMO GROUP INC 7,596 579 0.00%
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