| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 35,883 | 0 | 0.00% | ||
| 2 | CONTRAFECT CORP | 25,000 | 1,000 | 0.00% | ||
| 3 | PARETEUM CORP | 30,000 | 4,000 | 0.00% | ||
| 4 | PAIN THERAPEUTICS INC | 11,800 | 7,000 | 0.00% | ||
| 5 | AMPIO PHARMACEUTICALS INC | 16,700 | 15,000 | 0.00% | ||
| 6 | GLU MOBILE INC | 10,000 | 19,000 | 0.00% | ||
| 7 | CERULEAN PHARMA INC | 30,000 | 21,000 | 0.00% | ||
| 8 | CASTLE BRANDS INC COM | 42,500 | 32,000 | 0.00% | ||
| 9 | CONTRAFECT CORP COM | 25,000 | 44,000 | 0.00% | ||
| 10 | BIOAMBER INC | 69,076 | 48,000 | 0.00% | ||
| 11 | Lloyds Banking Group Plc | 18,917 | 58,000 | 0.00% | ||
| 12 | RAND CAP CORP | 22,658 | 72,000 | 0.00% | ||
| 13 | LADENBURG THALMAN FIN SVCS I | 30,000 | 73,000 | 0.00% | ||
| 14 | NYMOX PHARMACEUTICAL CORP | 28,000 | 74,000 | 0.00% | ||
| 15 | FUELCELL ENERGY INC | 42,573 | 75,000 | 0.00% | ||
| 16 | HUDSON TECHNOLOGIES INC | 10,000 | 80,000 | 0.00% | ||
| 17 | DURECT CORP | 60,000 | 80,000 | 0.00% | ||
| 18 | MATERIALISE NV | 10,500 | 81,000 | 0.00% | ||
| 19 | GAMCO GLOBAL GOLD NAT RES & | 15,584 | 83,000 | 0.00% | ||
| 20 | CUI GLOBAL INC COM NEW | 12,475 | 86,000 | 0.00% | ||
| 21 | SPRINT CORP | 10,413 | 87,000 | 0.00% | ||
| 22 | AEGON N V | 16,435 | 92,000 | 0.00% | ||
| 23 | JMP GROUP LLC COM | 15,000 | 92,000 | 0.00% | ||
| 24 | BANCO BILBAO VIZCAYA ARGENTA | 14,618 | 99,000 | 0.00% | ||
| 25 | ROYCE GLOBAL VALUE TR INC | 12,751 | 103,000 | 0.00% | ||
| 26 | New York REIT Inc | 10,910 | 111,000 | 0.00% | ||
| 27 | RADNET INC COM | 17,379 | 112,000 | 0.00% | ||
| 28 | PLANET PAYMENT INC | 27,500 | 112,000 | 0.00% | ||
| 29 | COMPANIA DE MINAS BUENAVENTU | 10,000 | 113,000 | 0.00% | ||
| 30 | THESTREET INC | 141,646 | 120,000 | 0.00% | ||
| 31 | NOVAVAX INC COM | 98,775 | 124,000 | 0.00% | ||
| 32 | GOPRO INC | 15,998 | 139,000 | 0.00% | ||
| 33 | ACCO BRANDS CORPORATION COM | 11,747 | 153,000 | 0.00% | ||
| 34 | AMICUS THERAPEUTICS INC COM | 32,154 | 160,000 | 0.00% | ||
| 35 | NATIONAL AMERN UNIV HLDGS IN | 89,900 | 175,000 | 0.00% | ||
| 36 | BLACKROCK SCIENCE & TECH TR | 10,000 | 179,000 | 0.00% | ||
| 37 | CAPRICOR THERAPEUTICS INC | 71,065 | 189,000 | 0.00% | ||
| 38 | CAPITAL SR LIVING CORP COM | 12,050 | 193,000 | 0.00% | ||
| 39 | AAC HLDGS INC | 26,850 | 194,000 | 0.00% | ||
| 40 | STONECASTLE FINL CORP | 10,560 | 197,000 | 0.00% | ||
| 41 | BLACKROCK ENHANCED EQT DIV T | 24,226 | 197,000 | 0.00% | ||
| 42 | ISHARES | 18,200 | 200,000 | 0.00% | ||
| 43 | LIQUIDITY SERVICES INC | 20,553 | 201,000 | 0.00% | ||
| 44 | KONINKLIJKE PHILIPS N V | 6,573 | 201,000 | 0.00% | ||
| 45 | QEP RES INC | 10,937 | 201,000 | 0.00% | ||
| 46 | WILLIAMS SONOMA INC | 4,151 | 201,000 | 0.00% | ||
| 47 | GLADSTONE COMMERCIAL CORP | 10,000 | 201,000 | 0.00% | ||
| 48 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 55,045 | 202,000 | 0.00% | ||
| 49 | CMS ENERGY CORP | 4,865 | 203,000 | 0.00% | ||
| 50 | LYONDELLBASELL INDUSTRIES N | 2,360 | 203,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000521, filed 2017.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
