Dark
Light
System
Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-14-001040) filed in 2014.05.09
#
Name
Shares
Value ($)
%
Options
Notes
1 Platinum Group Metals Ltd 20,000 20 0.00%
2 PARAMOUNT GOLD & SILVER COR 21,675 22 0.00%
3 TOWERSTREAM CORP 11,670 23 0.00%
4 DRAGONWAVE INC 20,100 26 0.00%
5 WPCS INTL INC 20,000 31 0.01%
6 Dendreon Corp 12,300 32 0.01%
7 HANSEN MEDICAL INC 16,900 37 0.01%
8 DREYFUS HIGH YIELD STRATEGIE 10,000 42 0.01%
9 SIRIUS XM HOLDINGS INC 13,108 45 0.01%
10 Alcatel Lucent Adr 12,307 48 0.01%
11 SEQUENOM INC 31,800 66 0.01%
12 WESTERN ASSET MGD HI INCM FD 14,174 80 0.01%
13 BOX SHIPS INCORPORATE 34,450 98 0.02%
14 Navidea Biopharm Inc 60,115 102 0.02%
15 RESOURCE CAP CORP 18,250 103 0.02%
16 QUICKLOGIC CORP 25,300 107 0.02%
17 EATON VANCE TAX-MANAGED GLOBAL COM 10,982 109 0.02%
18 BIOCRYST PHARMACEUTICALS 12,000 110 0.02%
19 CYPRESS SEMICONDUCTOR CORP 12,250 117 0.02%
20 PIMCO STRATEGIC INCOME FD 12,460 126 0.02%
21 EARTHLINK HOLDINGS ORD 33,585 137 0.03%
22 TEMPLETON GLOBAL INCOME FD 17,307 137 0.03%
23 NUVEEN SELECT TAX FREE INCOM 10,621 142 0.03%
24 PIMCO HIGH INCOME FD 11,988 150 0.03%
25 Magnum Hunter Resources Corp 19,232 154 0.03%
26 FLAHERTY & CRUMRINE PFD INC 15,600 164 0.03%
27 SELECT MED HLDGS CORP COM 13,200 164 0.03%
28 Arena Pharmaceuticals, Inc 28,833 165 0.03%
29 BLACKROCK FLOATING RATE INCO 11,471 167 0.03%
30 NUVEEN MUN OPPTY FD INC 12,511 170 0.03%
31 John Hancock Premium Dividend Fund 14,050 170 0.03%
32 BLACKROCK DEBT STRAT FD INC COM 44,267 178 0.03%
33 BLACKROCK MUNIENHANCED FD IN 17,195 188 0.03%
34 KEYCORP 14,185 200 0.04%
35 TOTAL S A 3,361 200 0.04%
36 ISHARES TR 1,791 200 0.04%
37 REGAL BELOIT CORP 2,800 201 0.04%
38 ISHARES TR 2,590 202 0.04%
39 MAIN STREET CAPITAL CORP 6,094 203 0.04%
40 ISHARES TR 1,430 205 0.04%
41 HANESBRANDS INC 2,955 207 0.04%
42 OLIN CORP 8,309 207 0.04%
43 INTERACTIVE BROKERS GROUP IN 9,695 209 0.04%
44 LIBERTY ALL STAR EQUITY FD 37,381 210 0.04%
45 BLACKROCK INC 716 212 0.04%
46 BLACKROCK CORPOR HI YLD FD I 17,792 213 0.04%
47 SPLUNK INC 2,700 216 0.04%
48 STRATASYS LTD 1,931 217 0.04%
49 PANERA BREAD CO 1,292 220 0.04%
50 ISHARES TR 1,811 221 0.04%
Page 1 of 9