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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 34 Institutional holders with a total value of $3,880,728.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 270,844 1,135,000 29.25%
2 LPL Financial LLC 99,325 416,000 10.72%
3 Fernwood Investment Management, LLC 46,900 197,000 5.08%
4 AMERIPRISE FINANCIAL INC 45,533 191,000 4.92%
5 MORGAN STANLEY 42,565 178,000 4.59%
6 B. Riley Wealth Advisors, Inc. 36,547 153,000 3.94%
7 WFG Advisors, LP 35,731 150,000 3.87%
8 NATIONAL PLANNING CORP 27,425 116,000 2.99%
9 Bank of New York Mellon Corp 25,881 108,000 2.78%
10 BANK OF AMERICA CORP /DE/ 23,523 98,000 2.53%
11 INVESTMENT CENTERS OF AMERICA INC 22,556 91,000 2.34%
12 Commonwealth Equity Services, Inc 20,995 88,000 2.27%
13 MONROE BANK & TRUST/MI 20,000 84,000 2.16%
14 Investors Capital Advisory Services 18,050 75,000 1.93%
15 WELLS FARGO & COMPANY/MN 17,496 73,000 1.88%
16 ROYAL BANK OF CANADA 16,997 72,000 1.86%
17 SHUFRO ROSE & CO LLC 16,775 70,000 1.80%
18 UBS AG 16,540 69,000 1.78%
19 Capital Investment Advisors, LLC 14,970 62,724 1.62%
20 BRAVE ASSET MANAGEMENT INC 12,700 53,000 1.37%
21 NOMURA HOLDINGS INC 12,500 53,000 1.37%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,756 53,000 1.37%
23 Creative Planning 10,838 45,000 1.16%
24 KEYBANK NATIONAL ASSOCIATION/OH 10,750 45,000 1.16%
25 Advisors Asset Management, Inc. 10,756 45,000 1.16%
26 MURPHY CAPITAL MANAGEMENT INC 10,680 44,000 1.13%
27 SII INVESTMENTS INC/WI 10,000 42,000 1.08%
28 CITIGROUP INC 7,783 33,000 0.85%
29 AMERICAN INTERNATIONAL GROUP, INC. 4,297 18,004 0.46%
30 FIFTH THIRD BANCORP 2,764 12,000 0.31%
31 Waverly Advisors, LLC 1,000 4,000 0.10%
32 Focused Wealth Management, Inc 920 4,000 0.10%
33 Tower Research Capital LLC (TRC) 700 3,000 0.08%
34 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.