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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-14-001040) filed in 2014.05.09
#
Name
Shares
Value ($)
%
Options
Notes
301 FORD MTR CO DEL 137,810 2,042 0.38%
302 FLUOR CORP NEW 16,322 1,239 0.23%
303 FLAHERTY & CRUMRINE PFD INC 15,600 164 0.03%
304 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 6,822 244 0.05%
305 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 21,467 732 0.14%
306 FIRST TR STRATEGIC HIGH INC 45,647 700 0.13%
307 FIRST TR SML CP CORE ALPHA F 8,476 383 0.07%
308 FIRST TR MLP & ENERGY INCOME F COM 18,095 338 0.06%
309 FIRST TR MID CAP CORE ALPHAD 8,112 390 0.07%
310 FIRST TR LRGE CP CORE ALPHA 20,687 818 0.15%
311 FIRST TR HIGH INCOME L/S FD 17,440 304 0.06%
312 FIRST TR EXCHANGE TRADED FD 22,069 460 0.09%
313 FIRST TR EXCHANGE TRADED FD 25,291 663 0.12%
314 FIRST TR EXCHANGE TRADED FD 57,807 2,931 0.54%
315 FIRST TR ENERGY INFRASTRCTR 15,580 312 0.06%
316 FIDELITY NATL INFORMATION SV 8,527 449 0.08%
317 FASTENAL CO 8,735 392 0.07%
318 FACEBOOK INC 23,213 1,409 0.26%
319 Equinix Inc New 1,423 261 0.05%
320 EXXON MOBIL CORP 63,304 5,738 1.06%
321 EXPRESS SCRIPTS HLDG CO 3,221 236 0.04%
322 EOG RES INC 8,868 1,539 0.28%
323 ENTERPRISE PRODS PARTNERS L 26,449 1,717 0.32%
324 ENERGY TRANSFER PRTNRS L P 9,569 510 0.09%
325 EMERSON ELEC CO 3,502 228 0.04%
326 EATON VANCE TAX-MANAGED GLOBAL COM 10,982 109 0.02%
327 EATON CORP PLC 11,935 824 0.15%
328 EARTHLINK HOLDINGS ORD 33,585 137 0.03%
329 E M C CORP MASS COM 20,671 507 0.09%
330 DirectTV Com 5,984 422 0.08%
331 Dendreon Corp 12,300 32 0.01%
332 DWS STRATEGIC INCOME TR 60,272 764 0.14%
333 DWS GLBL HIGH INCOME FD INC 62,336 495 0.09%
334 DUKE ENERGY CORP NEW 7,856 555 0.10%
335 DU PONT E I DE NEMOURS & CO 7,625 482 0.09%
336 DREYFUS HIGH YIELD STRATEGIE 10,000 42 0.01%
337 DRAGONWAVE INC 20,100 26 0.00%
338 DOW CHEM CO 11,380 519 0.10%
339 DOMINION ENERGY INC 3,858 255 0.05%
340 DNP SELECT INCOME FD INC 97,291 943 0.17%
341 DISNEY WALT CO 17,538 1,344 0.25%
342 DISCOVER FINL SVCS 5,482 293 0.05%
343 DEVON ENERGY CORP NEW 4,354 267 0.05%
344 DEERE & CO 6,413 552 0.10%
345 DCT Industrial Trust Inc 145,429 1,107 0.20%
346 DAVITA INC 6,424 443 0.08%
347 DARDEN RESTAURANTS INC 40,753 1,949 0.36%
348 Central Gold Trust 13,704 596 0.11%
349 CYPRESS SEMICONDUCTOR CORP 12,250 117 0.02%
350 CVS HEALTH CORP 10,163 705 0.13%
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