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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 58 Institutional holders with a total value of $350,857,031.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,264,372 61,588,000 17.55%
2 MORGAN STANLEY 1,049,498 51,121,000 14.57%
3 UBS AG 973,065 47,398,000 13.51%
4 Dorsey Wright & Associates 593,819 28,608,000 8.15%
5 Arrow Investment Advisors, LLC 419,000 20,409,000 5.82%
6 RAYMOND JAMES & ASSOCIATES 409,872 19,965,000 5.69%
7 LPL Financial LLC 329,042 16,028,000 4.57%
8 Cetera Advisor Networks LLC 325,580 15,866,000 4.52%
9 BANK OF AMERICA CORP /DE/ 279,959 13,637,000 3.89%
10 ROYAL BANK OF CANADA 243,979 11,884,000 3.39%
11 Janney Montgomery Scott LLC 209,770 10,217,891 2.91%
12 Robert W. Baird & Co. Inc 147,498 7,185,000 2.05%
13 BB&T SECURITIES, LLC 13,384 6,519,000 1.86%
14 HL FINANCIAL SERVICES LLC 97,928 4,770,000 1.36%
15 STIFEL FINANCIAL CORP 65,241 3,178,000 0.91%
16 JANE STREET GROUP, LLC 57,887 2,820,000 0.80%
17 AMERIPRISE FINANCIAL INC 50,764 2,474,000 0.71%
18 DEUTSCHE BANK AG\ 50,226 2,446,000 0.70%
19 JPMORGAN CHASE & CO 40,377 1,967,000 0.56%
20 D.A. DAVIDSON & CO. 36,607 1,783,000 0.51%
21 Cetera Advisors LLC 35,395 1,720,000 0.49%
22 Cambridge Investment Research Advisors, Inc. 33,677 1,640,000 0.47%
23 FIRST TRUST ADVISORS LP 30,451 1,483,000 0.42%
24 OPPENHEIMER & CO INC 30,370 1,479,000 0.42%
25 VSR Financial Services, Inc. 30,033 1,463,000 0.42%
26 3D ASSET MANAGEMENT, INC 30,040 1,463,000 0.42%
27 Astor Investment Management LLC 22,196 1,081,000 0.31%
28 Legacy Private Trust Co. 21,641 1,054,000 0.30%
29 Advisors Preferred, LLC 17,375 846,336 0.24%
30 Private Advisor Group, LLC 16,107 785,000 0.22%
31 Raymond James Financial Services Advisors, Inc. 15,346 748,000 0.21%
32 Commonwealth Equity Services, Inc 15,290 745,000 0.21%
33 COMERICA SECURITIES INC 11,404 555,000 0.16%
34 Placemark Investments, Inc. 11,344 553,000 0.16%
35 ENVESTNET ASSET MANAGEMENT INC 10,015 488,000 0.14%
36 USCA RIA LLC 9,749 475,000 0.14%
37 PEAPACK GLADSTONE FINANCIAL CORP 9,000 438,390 0.12%
38 First Allied Advisory Services, Inc. 8,738 427,000 0.12%
39 First Heartland Consultants, Inc. 8,752 426,000 0.12%
40 SII INVESTMENTS INC/WI 8,476 383,000 0.11%
41 Sterneck Capital Management, LLC 7,440 362,000 0.10%
42 AMERICAN INTERNATIONAL GROUP, INC. 7,276 354,414 0.10%
43 CREDIT SUISSE AG/ 6,977 340,000 0.10%
44 B. Riley Wealth Management, Inc. 5,998 292,000 0.08%
45 SYNOVUS FINANCIAL CORP 4,985 243,000 0.07%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,604 223,000 0.06%
47 IFC Holdings Incorporated/FL 4,557 217,000 0.06%
48 RAYMOND JAMES TRUST N.A. 4,234 206,000 0.06%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 2,725 133,000 0.04%
50 NEW ENGLAND SECURITIES CORP /MA/ 2,552 124,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.