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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 42 Institutional holders with a total value of $118,540,397.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,577,616 33,793,000 28.51%
2 UBS AG 886,885 18,997,000 16.03%
3 WELLS FARGO & COMPANY/MN 777,396 16,652,000 14.05%
4 LPL Financial LLC 740,685 15,865,000 13.38%
5 BANK OF AMERICA CORP /DE/ 370,779 7,943,000 6.70%
6 RAYMOND JAMES & ASSOCIATES 133,420 2,858,000 2.41%
7 STIFEL FINANCIAL CORP 95,964 2,056,000 1.73%
8 ROYAL BANK OF CANADA 81,979 1,756,000 1.48%
9 Janney Montgomery Scott LLC 78,779 1,687,448 1.42%
10 Cambridge Investment Research Advisors, Inc. 72,762 1,559,000 1.32%
11 AMERICAN INTERNATIONAL GROUP, INC. 59,548 1,275,512 1.08%
12 SNS Financial Group, LLC 58,671 1,257,000 1.06%
13 Private Harbour Investment Management & Counsel, LLC 49,275 1,056,000 0.89%
14 AMERIPRISE FINANCIAL INC 47,302 1,013,000 0.85%
15 INVESTMENT CENTERS OF AMERICA INC 48,696 1,009,000 0.85%
16 Commonwealth Equity Services, Inc 43,575 933,000 0.79%
17 IFC Holdings Incorporated/FL 42,227 899,000 0.76%
18 HL FINANCIAL SERVICES LLC 37,732 808,000 0.68%
19 USCA RIA LLC 28,966 620,000 0.52%
20 VSR Financial Services, Inc. 28,790 617,000 0.52%
21 COLONY GROUP LLC 27,400 587,000 0.50%
22 NEW ENGLAND SECURITIES CORP /MA/ 24,922 534,000 0.45%
23 First Allied Advisory Services, Inc. 24,481 523,000 0.44%
24 TRUSTMARK BANK TRUST DEPARTMENT 24,300 521,000 0.44%
25 JPMORGAN CHASE & CO 24,183 518,000 0.44%
26 SII INVESTMENTS INC/WI 22,069 460,000 0.39%
27 Atria Investments, Inc 21,163 453,000 0.38%
28 PRIVATE TRUST CO NA 16,940 363,000 0.31%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,129 345,000 0.29%
30 Investors Capital Advisory Services 12,618 270,000 0.23%
31 Virtu KCG Holdings LLC 11,735 250,000 0.21%
32 First Heartland Consultants, Inc. 10,200 218,000 0.18%
33 B. Riley Wealth Management, Inc. 9,130 196,000 0.17%
34 Winslow, Evans & Crocker, Inc. 7,350 157,437 0.13%
35 BENJAMIN F. EDWARDS & COMPANY, INC. 6,250 134,000 0.11%
36 WFG Advisors, LP 5,447 117,000 0.10%
37 MSI Financial Services Inc 5,365 115,000 0.10%
38 US BANCORP \DE\ 2,400 51,000 0.04%
39 CITIGROUP INC 2,103 45,000 0.04%
40 D.A. DAVIDSON & CO. 935 20,000 0.02%
41 Tower Research Capital LLC (TRC) 399 9,000 0.01%
42 Creative Planning 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.