Dark
Light
System
Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
151 VANECK VECTORS ETF TR 15,248 493 0.09%
152 NORTHSTAR REALTY EUROPE CORPORATION 15,534 146 0.03%
153 BLACKROCK MUNIVEST FD II INC COM 15,624 285 0.05%
154 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 15,788 233 0.04%
155 FIRST TR SR FLG RTE INCM FD 15,832 202 0.04%
156 POWERSHARES ETF TR II 15,900 395 0.08%
157 Spectra Energy Corp Com 16,094 589 0.11%
158 WISDOMTREE TR 16,116 1,242 0.24%
159 NUVEEN MUN HIGH INCOME OPPOR 16,200 240 0.05%
160 WESTERN ASSET MGD HI INCM FD 16,200 77 0.01%
161 SEADRILL LIMITED 16,785 53 0.01%
162 OASIS PETE INC NEW 17,036 161 0.03%
163 DELAWARE INVTS MINN MUN INCO 17,081 261 0.05%
164 SELECT SECTOR SPDR TR 17,293 1,180 0.22%
165 EXELON CORP 17,394 628 0.12%
166 VANGUARD STAR FDS 17,477 777 0.15%
167 RYDEX ETF TRUST 17,515 1,409 0.27%
168 HCP INC 17,808 639 0.12%
169 VANGUARD INDEX FDS 17,969 2,225 0.42%
170 TREMOR VIDEO INC 18,200 33 0.01%
171 CISCO SYS INC 18,270 522 0.10%
172 RITE AID CORP 18,500 136 0.03%
173 EATON VANCE SR FLTNG RTE TR 18,794 246 0.05%
174 FIRST TR EXCHANGE TRADED FD 18,826 312 0.06%
175 VANGUARD INDEX FDS 19,024 1,616 0.31%
176 VANGUARD INDEX FDS 19,041 2,008 0.38%
177 WAL-MART STORES INC 19,128 1,396 0.27%
178 VENTAS INC 19,169 1,398 0.27%
179 ISHARES SILVER TR 19,212 346 0.07%
180 LILLY ELI & CO 19,474 1,548 0.29%
181 VANGUARD TAX-MANAGED FDS 19,718 700 0.13%
182 US BANCORP DEL 19,793 798 0.15%
183 PROSPECT CAPITAL CORPORATION 20,000 19 0.00% PRN
184 HOST HOTELS & RESORTS INC 20,324 326 0.06%
185 VANGUARD INDEX FDS 20,578 2,379 0.45%
186 SELECT SECTOR SPDR TR 20,838 1,165 0.22%
187 JOHN HANCOCK PFD INCOME FUND I COM 20,927 475 0.09%
188 FACEBOOK INC 21,132 2,406 0.46%
189 CREDIT SUISSE HIGH YIELD BD 21,200 50 0.01%
190 LEE ENTERPRISES INC 21,230 41 0.01%
191 PENGROWTH ENERGY CORP 21,366 40 0.01%
192 GLOBAL X FDS 21,419 549 0.10%
193 PUTNAM MANAGED MUN INCOME TR 21,556 173 0.03%
194 CLAYMORE EXCHANGE TRD FD TR 22,200 532 0.10%
195 WHITING PETE CORP NEW 22,277 205 0.04%
196 POWERSHARES ETF TR II 22,544 344 0.07%
197 DEUTSCHE MUNICIPAL 22,912 330 0.06%
198 BLACKROCK DEBT STRAT FD INC COM 22,944 81 0.02%
199 BERKSHIRE HATHAWAY INC DEL 22,963 3,319 0.63%
200 SELECT SECTOR SPDR TR 23,263 1,670 0.32%
Page 4 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD TAX-MANAGED FDS 810,821 28,672 3.22%
2 VANGUARD INDEX FDS 314,561 26,720 3.00%
3 VANGUARD INDEX FDS 233,815 25,091 2.82%
4 SPDR SER TR 257,225 21,573 2.42%
5 ALTRIA GROUP INC 293,509 20,262 2.28%
6 APPLE INC 182,892 17,509 1.97%
7 VANGUARD BD INDEX FDS 203,403 16,496 1.85%
8 AT&T INC 370,080 15,984 1.79%
9 VANGUARD CHARLOTTE FDS 273,579 15,237 1.71%
10 SUMMIT HOTEL PPTYS 1,052,944 13,942 1.57%
11 ISHARES TR 105,451 11,875 1.33%
12 VANGUARD INDEX FDS 124,631 11,027 1.24%
13 VANGUARD INDEX FDS 92,090 10,682 1.20%
14 INVESTORS REAL 1,619,106 10,472 1.18%
15 ISHARES TR 260,953 10,405 1.17%
16 JOHNSON & JOHNSON 82,905 10,028 1.13%
17 EXXON MOBIL CORP 106,155 9,945 1.12%
18 PROCTER AND GAMBLE CO 115,739 9,786 1.10%
19 ISHARES TR 95,611 9,597 1.08%
20 ISHARES TR 82,222 9,585 1.08%
21 VANGUARD LONG TERM BOND ETF 94,182 9,246 1.04%
22 VANGUARD INTL EQUITY INDEX F 240,018 8,441 0.95%
23 ISHARES TR 126,840 8,420 0.95%
24 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 96,977 8,214 0.92%
25 VERIZON COMMUNICATIONS INC 140,429 7,848 0.88%
26 VANGUARD SPECIALIZED FUNDS 94,347 7,829 0.88%
27 VANGUARD BD INDEX FDS 84,907 7,466 0.84%
28 PHILIP MORRIS INTL INC 71,326 7,235 0.81%
29 ISHARES TR 75,588 7,025 0.79%
30 VANGUARD MORTG-BACK SEC ETF 127,873 6,870 0.77%
31 QUANTA SVCS INC 286,422 6,622 0.74%
32 ISHARES TR 56,656 6,509 0.73%
33 ISHARES TR 124,503 6,468 0.73%
34 PFIZER INC 182,401 6,433 0.72%
35 VEREIT 589,494 5,978 0.67%
36 KIMBERLY CLARK CORP 43,418 5,961 0.67%
37 VANGUARD WHITEHALL FDS 82,571 5,897 0.66%
38 ISHARES TR 48,959 5,694 0.64%
39 MDU RES GROUP INC 237,089 5,690 0.64%
40 GENERAL ELECTRIC CO 178,814 5,617 0.63%
41 ISHARES TR 37,478 5,611 0.63%
42 COCA COLA CO 122,295 5,548 0.62%
43 FIRST TR VALUE LINE DIVID INSHS 203,552 5,485 0.62%
44 ISHARES TR 25,632 5,400 0.61%
45 DUKE ENERGY CORP NEW 61,898 5,319 0.60%
46 ISHARES TR 51,228 5,287 0.59%
47 PEPSICO INC 49,711 5,277 0.59%
48 SPDR S&P 500 ETF TR 23,665 4,949 0.56%
49 BERKSHIRE HATHAWAY INC DEL 33,105 4,788 0.54%
50 LOCKHEED MARTIN CORP 19,352 4,779 0.54%
Page 1 of 11