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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 73 Institutional holders with a total value of $265,520,614.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 4,260,534 70,707,000 26.63%
2 WELLS FARGO & COMPANY/MN 2,584,163 42,887,000 16.15%
3 UBS Group AG 1,774,685 29,453,000 11.09%
4 LPL Financial LLC 1,176,963 19,114,000 7.20%
5 MSI Financial Services Inc 759,107 12,598,000 4.74%
6 Raymond James Financial Services Advisors, Inc. 507,496 8,422,000 3.17%
7 BANK OF AMERICA CORP /DE/ 500,203 8,301,000 3.13%
8 ROYAL BANK OF CANADA 404,937 6,721,000 2.53%
9 Orion Porfolio Solutions, LLC 313,000 5,195,000 1.96%
10 BB&T SECURITIES, LLC 291,038 4,830,000 1.82%
11 AMERIPRISE FINANCIAL INC 294,126 4,624,000 1.74%
12 RAYMOND JAMES & ASSOCIATES 262,457 4,356,000 1.64%
13 BAIRD FINANCIAL GROUP, INC. 248,721 4,128,000 1.55%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 221,882 3,686,000 1.39%
15 HL FINANCIAL SERVICES LLC 185,856 3,084,000 1.16%
16 OLD MISSION CAPITAL LLC 159,404 2,645,000 1.00%
17 STIFEL FINANCIAL CORP 151,638 2,517,000 0.95%
18 IFP ADVISORS, INC 136,319 2,262,000 0.85%
19 Commonwealth Equity Services, Inc 119,705 1,987,000 0.75%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 108,549 1,804,000 0.68%
21 D.A. DAVIDSON & CO. 104,663 1,736,000 0.65%
22 SNOWDEN CAPITAL ADVISORS LLC 103,152 1,711,900 0.64%
23 CREDIT SUISSE AG/ 100,000 1,660,000 0.63%
24 First Heartland Consultants, Inc. 99,400 1,650,000 0.62%
25 ADVISOR GROUP, INC. 82,935 1,373,000 0.52%
26 Regal Investment Advisors LLC 80,057 1,329,000 0.50%
27 Cambridge Investment Research Advisors, Inc. 73,411 1,218,000 0.46%
28 Janney Montgomery Scott LLC 56,721 1,015,000 0.38%
29 Stratos Wealth Partners, LTD. 60,523 1,004,000 0.38%
30 SNS Financial Group, LLC 57,240 950,000 0.36%
31 HEFTY WEALTH PARTNERS 46,704 775,000 0.29%
32 Cetera Advisors LLC 46,265 771,000 0.29%
33 CITIGROUP INC 45,186 751,000 0.28%
34 ATWOOD & PALMER INC 43,900 729,000 0.27%
35 WEDBUSH SECURITIES INC 41,128 683,000 0.26%
36 ADVANTAGE INVESTMENT MANAGEMENT, LLC 36,325 603,000 0.23%
37 Virtu KCG Holdings LLC 32,819 545,000 0.21%
38 GIRARD SECURITIES, INC. 28,373 468,000 0.18%
39 Cetera Advisor Networks LLC 28,007 467,000 0.18%
40 Sigma Planning Corp 27,579 458,000 0.17%
41 GENEOS WEALTH MANAGEMENT INC. 24,746 412,000 0.16%
42 WFG Advisors, LP 23,509 390,000 0.15%
43 ENVESTNET ASSET MANAGEMENT INC 22,181 368,000 0.14%
44 Dynamic Advisor Solutions LLC 22,019 365,000 0.14%
45 NewEdge Advisors, LLC 20,563 341,000 0.13%
46 Moors & Cabot, Inc. 20,305 337,000 0.13%
47 Aspen Investment Management Inc 20,200 335,000 0.13%
48 Wills Financial Group, Inc. 20,066 333,000 0.13%
49 INVESTMENT CENTERS OF AMERICA INC 20,000 331,000 0.12%
50 Private Advisor Group, LLC 20,176 328,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.