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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 48 Institutional holders with a total value of $33,757,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 211,582 4,803,000 14.23%
2 UBS Group AG 167,239 3,797,000 11.25%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 141,117 3,203,000 9.49%
4 Capital Investment Advisors, LLC 115,520 2,622,000 7.77%
5 GUGGENHEIM CAPITAL LLC 102,527 2,327,000 6.89%
6 MORGAN STANLEY 100,692 2,286,000 6.77%
7 WELLS FARGO & COMPANY/MN 79,247 1,799,000 5.33%
8 Commonwealth Equity Services, Inc 70,267 1,595,000 4.72%
9 ROYAL BANK OF CANADA 56,571 1,284,000 3.80%
10 LPL Financial LLC 52,040 1,203,000 3.56%
11 Koshinski Asset Management, Inc. 45,945 1,043,000 3.09%
12 IFC Holdings Incorporated/FL 42,232 957,000 2.83%
13 Horizon Kinetics LLC 37,376 848,000 2.51%
14 MSI Financial Services Inc 34,784 790,000 2.34%
15 IFP ADVISORS, INC 23,483 533,000 1.58%
16 INVESTMENT CENTERS OF AMERICA INC 21,635 491,000 1.45%
17 Private Advisor Group, LLC 18,931 438,000 1.30%
18 BANK OF AMERICA CORP /DE/ 18,806 427,000 1.26%
19 NORTHERN TRUST CORP 17,500 397,000 1.18%
20 Creative Planning 16,670 378,000 1.12%
21 Cambridge Investment Research Advisors, Inc. 13,322 302,000 0.89%
22 Aldebaran Financial Inc. 12,305 282,000 0.84%
23 ProVise Management Group, LLC 11,500 261,000 0.77%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,002 249,000 0.74%
25 ADVISOR GROUP, INC. 10,623 240,000 0.71%
26 SIT INVESTMENT ASSOCIATES INC 10,000 227,000 0.67%
27 PARSONS CAPITAL MANAGEMENT INC/RI 9,650 219,000 0.65% PRN
28 Raymond James Financial Services Advisors, Inc. 9,297 211,000 0.63%
29 ANCHOR INVESTMENT MANAGEMENT, LLC 5,423 123,112 0.36%
30 CITIGROUP INC 3,326 76,000 0.23%
31 Avior Wealth Management, LLC 2,500 57,000 0.17%
32 GENEOS WEALTH MANAGEMENT INC. 1,915 43,000 0.13%
33 ENVESTNET ASSET MANAGEMENT INC 1,773 40,000 0.12%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,515 34,000 0.10%
35 Iowa State Bank 1,200 27,000 0.08%
36 WEALTHPLAN PARTNERS, LLC 2,294 26,063 0.08%
37 SRH ADVISORS, LLC 1,000 23,000 0.07%
38 INTEGRATED WEALTH MANAGEMENT 876 20,000 0.06%
39 Commonwealth Financial Services, LLC 700 16,000 0.05%
40 DEUTSCHE BANK AG\ 600 13,000 0.04%
41 PNC FINANCIAL SERVICES GROUP, INC. 482 12,000 0.04%
42 ALPHA OMEGA WEALTH MANAGEMENT LLC 500 11,000 0.03%
43 NEXT Financial Group, Inc 400 9,000 0.03%
44 PENSERRA CAPITAL MANAGEMENT LLC 227 5,000 0.01%
45 Sandy Spring Bank 210 5,000 0.01%
46 Tower Research Capital LLC (TRC) 100 2,000 0.01%
47 Blume Capital Management, Inc. 100 2,000 0.01%
48 WOLVERINE TRADING LP /BD 38 859 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.