| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST TRUST ADVISORS LP | 44,224,429 | 658,944,000 | 52.45% | ||
| 2 | MORGAN STANLEY | 11,728,728 | 174,758,000 | 13.91% | ||
| 3 | WELLS FARGO & COMPANY/MN | 7,439,761 | 110,853,000 | 8.82% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 3,406,064 | 50,750,000 | 4.04% | ||
| 5 | UBS Group AG | 2,581,106 | 38,458,000 | 3.06% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 2,071,526 | 30,866,000 | 2.46% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 1,935,358 | 28,837,000 | 2.30% | ||
| 8 | MSI Financial Services Inc | 1,612,575 | 24,027,000 | 1.91% | ||
| 9 | ROYAL BANK OF CANADA | 945,598 | 14,089,000 | 1.12% | ||
| 10 | LPL Financial LLC | 780,358 | 11,417,000 | 0.91% | ||
| 11 | STIFEL FINANCIAL CORP | 535,324 | 7,978,000 | 0.64% | ||
| 12 | BAIRD FINANCIAL GROUP, INC. | 509,167 | 7,636,000 | 0.61% | ||
| 13 | Transamerica Financial Advisors, LLC | 404,368 | 6,026,000 | 0.48% | ||
| 14 | AMERIPRISE FINANCIAL INC | 362,754 | 5,403,000 | 0.43% | ||
| 15 | NewSquare Capital LLC | 355,282 | 5,294,000 | 0.42% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 326,528 | 4,865,000 | 0.39% | ||
| 17 | Beaumont Financial Partners, LLC | 298,419 | 4,446,000 | 0.35% | ||
| 18 | BENJAMIN F. EDWARDS & COMPANY, INC. | 267,340 | 3,983,000 | 0.32% | ||
| 19 | CREDIT SUISSE AG/ | 250,001 | 3,725,000 | 0.30% | ||
| 20 | Astor Investment Management LLC | 246,384 | 3,671,000 | 0.29% | ||
| 21 | HL FINANCIAL SERVICES LLC | 213,915 | 3,187,000 | 0.25% | ||
| 22 | ADVISOR GROUP, INC. | 211,646 | 3,151,000 | 0.25% | ||
| 23 | BB&T SECURITIES, LLC | 208,034 | 3,099,000 | 0.25% | ||
| 24 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 206,460 | 3,097,000 | 0.25% | ||
| 25 | SignalPoint Asset Management, LLC | 192,623 | 2,870,000 | 0.23% | ||
| 26 | CHOREO, LLC | 188,830 | 2,814,000 | 0.22% | ||
| 27 | JPMORGAN CHASE & CO | 180,942 | 2,696,000 | 0.21% | ||
| 28 | GOLDMAN SACHS GROUP INC | 160,919 | 2,398,000 | 0.19% | ||
| 29 | CWM, LLC | 141,195 | 2,104,000 | 0.17% | ||
| 30 | SUNTRUST BANKS INC | 131,222 | 1,954,000 | 0.16% | ||
| 31 | VSR Financial Services, Inc. | 129,880 | 1,935,000 | 0.15% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 116,084 | 1,744,000 | 0.14% | ||
| 33 | AVIANCE CAPITAL MANAGEMENT, LLC | 109,768 | 1,636,000 | 0.13% | ||
| 34 | ATWOOD & PALMER INC | 106,210 | 1,583,000 | 0.13% | ||
| 35 | IFC Holdings Incorporated/FL | 87,269 | 1,328,000 | 0.11% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 87,219 | 1,300,000 | 0.10% | ||
| 37 | D.A. DAVIDSON & CO. | 86,395 | 1,287,000 | 0.10% | ||
| 38 | Regal Investment Advisors LLC | 85,310 | 1,271,000 | 0.10% | ||
| 39 | SPC Financial, Inc. | 76,020 | 1,133,000 | 0.09% | ||
| 40 | Private Advisor Group, LLC | 76,921 | 1,125,000 | 0.09% | ||
| 41 | NewEdge Advisors, LLC | 70,016 | 1,043,000 | 0.08% | ||
| 42 | JANE STREET GROUP, LLC | 66,662 | 993,000 | 0.08% | ||
| 43 | RISK PARADIGM GROUP, LLC | 61,350 | 914,115 | 0.07% | ||
| 44 | MINICHMACGREGOR WEALTH MANAGEMENT, LLC | 60,907 | 907,000 | 0.07% | ||
| 45 | HOCHMAN COLE INVESTMENT ADVISORS, INC. | 60,707 | 905,000 | 0.07% | ||
| 46 | Hudock, Inc. | 58,100 | 865,000 | 0.07% | ||
| 47 | OPPENHEIMER & CO INC | 55,935 | 833,000 | 0.07% | ||
| 48 | Commonwealth Equity Services, Inc | 51,118 | 762,000 | 0.06% | ||
| 49 | Horizon Investments, LLC | 50,645 | 755,000 | 0.06% | ||
| 50 | STEPHENS INC /AR/ | 48,264 | 719,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
