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Institutional Investment Manager
BlackRock Finance, Inc.
BlackRock Finance, Inc. (CIK: 0001364742) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 50 Hudson Yards, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,738 holdings with a total value of $69,658,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
3701 SIERRA WIRELESS INC 24 0 0.00%
3702 INDEXIQ ETF TR 16 0 0.00%
3703 BALLARD PWR SYS INC NEW 75 0 0.00%
3704 ENERGY FUELS INC COM 20 0 0.00%
3705 GEVO INC 508 0 0.00%
3706 SEARS CDA INC COM 2 0 0.00%
3707 AUDIOVOX CORP CL A 59 0 0.00%
3708 MESOBLAST LTD 15 0 0.00%
3709 NOKIA CORP 48 0 0.00%
3710 ISHARES TR 2 0 0.00%
3711 ISHARES INC 10 0 0.00%
3712 FIDELITY 8 0 0.00%
3713 POWERSHARES DB CMDTY IDX TRA 12 0 0.00%
3714 ALPS ETF TR 15 0 0.00%
3715 FIDELITY 4 0 0.00%
3716 ISHARES TR 1 0 0.00%
3717 Navidea Biopharm Inc 1 0 0.00%
3718 EMERGE ENERGY SVCS LP 2 0 0.00%
3719 PROSHARES TR ULTRAPRO QQQ 2 0 0.00%
3720 STRATA SKIN SCIENCES INC COM 550 0 0.00%
3721 PIMCO ETF TR 5 0 0.00%
3722 ISHARES COMMODITY OPTIMIZED TRUST 1 0 0.00%
3723 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 7 0 0.00%
3724 BLACKBERRY LTD 29 0 0.00%
3725 ATLANTICUS HLDGS CORP 96 0 0.00%
3726 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 4 0 0.00%
3727 GLOBAL X FDS 4 0 0.00%
3728 WESTPORT FUEL SYSTEMS INC 31 0 0.00%
3729 FIDELITY 14 0 0.00%
3730 XOMA CORP DEL 66 0 0.00%
3731 CREDIT SUISSE AG VEL SH 3X LG CRD ETF 16 0 0.00%
3732 iShares MSCI Spain Capped ETF 5 0 0.00%
3733 MONROE CAP CORP 8 0 0.00%
3734 ISHARES TR 1 0 0.00%
3735 FIDELITY 1 0 0.00%
3736 CEL SCI CORP 210 0 0.00%
3737 ISHARES TR 7 0 0.00%
3738 FIRST TR EXCHANGE TRADED FD 1 0 0.00%
Page 75 of 75

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086364-16-002326, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.