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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $37,063,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 283,275 7,776,000 20.98%
2 WELLS FARGO & COMPANY/MN 213,313 5,855,000 15.80%
3 Camelot Portfolios, LLC 149,216 4,096,000 11.05%
4 MORGAN STANLEY 100,062 2,747,000 7.41%
5 Texas Yale Capital Corp. 99,955 2,744,000 7.40%
6 SYNOVUS FINANCIAL CORP 72,512 1,990,000 5.37%
7 UBS Group AG 56,416 1,549,000 4.18%
8 LPL Financial LLC 57,742 1,535,000 4.14%
9 ROYAL BANK OF CANADA 52,528 1,442,000 3.89%
10 RAYMOND JAMES & ASSOCIATES 30,142 827,000 2.23%
11 MSI Financial Services Inc 25,912 712,000 1.92%
12 Raymond James Financial Services Advisors, Inc. 24,840 682,000 1.84%
13 SG Americas Securities, LLC 24,614 676,000 1.82%
14 JANE STREET GROUP, LLC 20,623 566,000 1.53%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,766 543,000 1.47%
16 Atria Investments, Inc 19,157 526,000 1.42%
17 NTV ASSET MANAGEMENT LLC 17,500 480,000 1.30%
18 Efficient Advisors, LLC 16,981 466,000 1.26%
19 ADVISOR GROUP, INC. 14,286 393,000 1.06%
20 AMERIPRISE FINANCIAL INC 13,612 372,000 1.00%
21 B. Riley Wealth Advisors, Inc. 11,454 315,000 0.85%
22 BANK HAPOALIM BM 8,877 244,000 0.66%
23 HighTower Advisors, LLC 7,551 207,000 0.56%
24 ENVESTNET ASSET MANAGEMENT INC 3,603 99,000 0.27%
25 GENEOS WEALTH MANAGEMENT INC. 1,983 54,000 0.15%
26 Financial Architects, Inc 1,220 33,000 0.09%
27 IFP ADVISORS, INC 1,101 30,000 0.08%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 954 26,000 0.07%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 882 24,000 0.06%
30 WFG Advisors, LP 741 20,000 0.05%
31 Gradient Investments LLC 617 17,000 0.05%
32 Orion Porfolio Solutions, LLC 300 8,000 0.02%
33 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 200 5,000 0.01%
34 Creative Planning 160 4,000 0.01%
35 BlackRock Finance, Inc. 16 0 0.00%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.