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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 44 Institutional holders with a total value of $38,203,055.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 746,143 9,931,000 26.00%
2 WELLS FARGO & COMPANY/MN 666,392 8,870,000 23.22%
3 UBS Group AG 400,860 5,335,000 13.96%
4 BANK OF AMERICA CORP /DE/ 152,722 2,033,000 5.32%
5 Perkins Coie Trust Co 127,864 1,702,000 4.46%
6 RAYMOND JAMES & ASSOCIATES 119,784 1,594,000 4.17%
7 ROYAL BANK OF CANADA 80,828 1,076,000 2.82%
8 AVIANCE CAPITAL MANAGEMENT, LLC 69,569 926,000 2.42%
9 OPPENHEIMER & CO INC 62,297 829,000 2.17%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 58,531 779,000 2.04%
11 JANE STREET GROUP, LLC 43,629 581,000 1.52%
12 LPL Financial LLC 39,442 524,000 1.37%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,531 486,000 1.27%
14 Ledyard National Bank 29,045 387,000 1.01%
15 EDMOND DE ROTHSCHILD ASSET MANAGEMENT (LUXEMBOURG) 29,000 386,000 1.01%
16 EDMOND DE ROTHSCHILD HOLDING S.A. 29,000 386,000 1.01%
17 Creative Planning 27,067 360,000 0.94%
18 First Allied Advisory Services, Inc. 24,224 322,000 0.84%
19 M&T BANK CORP 19,240 256,000 0.67%
20 MILLIE CAPITAL MANAGEMENT, LLC 14,472 193,000 0.51%
21 MSI Financial Services Inc 12,392 165,000 0.43%
22 WHITTIER TRUST CO 11,600 154,000 0.40%
23 STIFEL FINANCIAL CORP 11,308 150,000 0.39%
24 AMERIPRISE FINANCIAL INC 10,293 137,000 0.36%
25 FIFTH THIRD BANCORP 9,956 133,000 0.35%
26 U S GLOBAL INVESTORS INC 9,000 117,000 0.31%
27 PNC FINANCIAL SERVICES GROUP, INC. 7,700 102,000 0.27%
28 TRUST CO OF VERMONT 6,950 93,000 0.24%
29 SARGENT BICKHAM LAGUDIS LLC 4,489 60,000 0.16%
30 JPMORGAN CHASE & CO 3,688 49,000 0.13%
31 NEXT Financial Group, Inc 1,500 20,000 0.05%
32 HOWE & RUSLING INC 1,000 13,000 0.03%
33 CITIGROUP INC 875 12,000 0.03%
34 INTEGRATED WEALTH MANAGEMENT 659 9,000 0.02%
35 IFP ADVISORS, INC 605 8,000 0.02%
36 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 503 7,000 0.02%
37 Ameritas Investment Partners, Inc. 505 6,000 0.02%
38 WEALTHPLAN PARTNERS, LLC 305 4,055 0.01%
39 WFG Advisors, LP 240 3,000 0.01%
40 GENEOS WEALTH MANAGEMENT INC. 200 2,000 0.01%
41 ADVISOR GROUP, INC. 182 2,000 0.01%
42 US BANCORP \DE\ 42 1,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%
44 BlackRock Finance, Inc. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.