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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 72 holdings with a total value of $118,230,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AKEBIA THERAPEUTICS INC 70,455 648,000 0.55%
52 COGENTIX MED INC 353,482 636,000 0.54%
53 GEMPHIRE THERAPEUTICS INC 52,797 554,000 0.47%
54 Ascendis Pharma 18,214 510,000 0.43%
55 INOTEK PHARMACEUTICALS CORP 237,135 474,000 0.40%
56 EIGER BIOPHARMACEUTICALS INC 35,977 412,000 0.35%
57 Sierra Oncology Inc. 265,000 405,000 0.34%
58 CYMABAY THERAPEUTICS INC 88,067 379,000 0.32%
59 INOTEK PHARMACEUTICALS CORP 600,000 372,000 0.31% PRN
60 ABEONA THERAPEUTICS INC 67,537 338,000 0.29%
61 CELYAD SA 12,528 328,000 0.28%
62 MASIMO CORP 3,500 326,000 0.28%
63 ObsEva SA 25,000 260,000 0.22%
64 BELLICUM PHARMACEUTICALS INCORPORATED 20,000 247,000 0.21%
65 AXSOME THERAPEUTICS INC COM 55,700 217,000 0.18%
66 AFFIMED N V COM 92,500 213,000 0.18%
67 Pieris Pharmaceuticals 53,525 139,000 0.12%
68 ADAMIS PHARMACEUTICALS CORP 30,000 128,000 0.11%
69 ANAPTYSBIO INC 4,500 125,000 0.11%
70 TONIX PHARMACEUTICALS HLDG C 20,000 93,000 0.08%
71 BioPharmX Corporation 115,000 58,000 0.05%
72 GALENA BIOPHARMA INCORPORATED COM NEW 46,145 28,000 0.02%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-17-000018, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.