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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 88 holdings with a total value of $100,779,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ATRICURE INC 487,946 10,691,000 10.61% SH
2 ABBVIE INC 116,581 6,343,000 6.29%
3 NXSTAGE MED INC COM 366,554 5,781,000 5.74% SH
4 ZS PHARMA INC 66,194 4,346,000 4.31%
5 ACHILLION PHARMACEUTICALS INC COM 480,300 3,319,000 3.29% SH
6 BIOCRYST PHARMACEUTICALS 258,642 2,949,000 2.93% SH
7 AERIE PHARMACEUTICALS INC 165,669 2,939,000 2.92% SH
8 BIOTELEMETRY INC COM 235,645 2,884,000 2.86% SH
9 INSULET CORPORATION 106,018 2,747,000 2.73% SH
10 RIGEL PHARMACEUTICAL INC 1,109,740 2,741,000 2.72% SH
11 PROTALIX BIOTHERAPEUTICS INC 4,000,000 2,698,000 2.68% PRN
12 DISCOVERY LABORATORIES INC N 7,508,544 2,253,000 2.24% SH
13 INSULET CORP 2 06/15/2019 2,407,000 2,229,000 2.21% PRN
14 APPLIED GENETIC TECHNOL CORP 157,192 2,066,000 2.05%
15 Otonomy Inc 111,466 1,985,000 1.97%
16 MASIMO CORP COM 46,010 1,774,000 1.76% SH
17 DERMA SCIENCES INC COM PAR .01 356,918 1,681,000 1.67% SH
18 XENOPORT INC 470,612 1,633,000 1.62% SH
19 SYNERGY PHARMACEUTICALS DEL COM NEW 296,563 1,572,000 1.56%
20 ESSA Pharma 228,500 1,424,000 1.41%
21 PROTALIX BIOTHERAPEUTICS INC 1,193,189 1,408,000 1.40% SH
22 CYTRX CORP 583,013 1,382,000 1.37% SH
23 CARA THERAPEUTICS INC 93,574 1,337,000 1.33%
24 NEOS THERAPEUTICS INC COM 63,400 1,332,000 1.32%
25 Stereotaxis Inc 1,372,862 1,274,000 1.26% SH
26 CELYAD SA 30,000 1,256,000 1.25%
27 AVALANCHE BIOTECHNOLOGIES IN 140,600 1,159,000 1.15%
28 SCYNEXIS INC 156,904 1,142,000 1.13% SH
29 NOVADAQ TECHNOLOGIES INC 101,841 1,062,000 1.05% SH
30 Dicerna Pharmaceuticals 123,500 1,014,000 1.01%
31 NUVASIVE INC 760,000 959,000 0.95% PRN
32 Ascendis Pharma 53,241 942,000 0.93%
33 SPECTRANETICS CORP 79,812 941,000 0.93% SH
34 ZOGENIX INC 68,900 930,000 0.92%
35 JOHNSON & JOHNSON 9,400 877,000 0.87% SH
36 VITAE PHARMACEUTICALS INC 70,885 780,000 0.77%
37 Intec Pharma Ltd 135,000 756,000 0.75%
38 ABEONA THERAPEUTICS INC 181,818 736,000 0.73%
39 ARENA PHARMACEUTICALS INC 381,600 729,000 0.72%
40 UNIQURE NV 35,000 716,000 0.71% SH
41 CYNAPSUS THERAPEUTICS INC 44,824 707,000 0.70%
42 AKARI THERAPEUTICS PLC 26,390 633,000 0.63%
43 SYNERON MEDICAL LTD ORD SHS 85,947 615,000 0.61% SH
44 ALDER BIOPHARMACEUTICALS INC 18,000 590,000 0.59%
45 REGULUS THERAPEUTICS INC 90,000 589,000 0.58%
46 CAREDX INC 135,927 567,000 0.56% SH
47 CELGENE CORP 5,200 562,000 0.56%
48 GILEAD SCIENCES INC 5,700 560,000 0.56%
49 Exactech Inc 31,636 551,000 0.55% SH
50 IRONWOOD PHARMA 600,000 537,000 0.53% PRN
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-15-000019, filed 2015.11.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.