Dark
Light
System
Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 4,238 holdings with a total value of $384,388,542,000.
#
Name
Shares
Value ($)
%
Options
Notes
4151 ImmunoCellular Therapeutics Lt 92,013 45,000 0.00%
4152 EMERSON RADIO CORP NEW 3/94 34,038 45,000 0.00%
4153 ORIGIN AGRITECH LIMITED 30,099 44,000 0.00%
4154 Skyline Corp 12,466 44,000 0.00%
4155 COCA COLA CO 1,000 41,000 0.00% Call
4156 TURTLE BEACH CORP COM 22,271 41,000 0.00%
4157 MEI PHARMA INC 22,487 40,000 0.00%
4158 LINCOLN EDL SVCS CORP 17,392 40,000 0.00%
4159 BIOLINERX LTD 17,800 38,000 0.00%
4160 ELEPHANT TALK COMM CORP 101,878 38,000 0.00%
4161 SYPRIS SOLUTIONS INC COM 17,272 38,000 0.00%
4162 BOOKS-A-MILLION INC 13,342 37,000 0.00%
4163 OncoGenex Pharmaceuticals Inc 17,133 37,000 0.00%
4164 INFOSONICS CORP 15,618 37,000 0.00%
4165 METALICO INC 98,875 36,000 0.00%
4166 HOOPER HOLMES INC 69,798 36,000 0.00%
4167 CEL SCI CORP 31,223 33,000 0.00%
4168 EAGLE ROCK ENERGY PARTNERS L 13,983 33,000 0.00%
4169 TCP INTL HLDGS LTD 17,238 32,000 0.00%
4170 BARNWELL INDS INC 12,845 31,000 0.00%
4171 HEMISPHERX BIOPHARMA INC 128,984 30,000 0.00%
4172 BIOTA PHARMACEUTIALS INC COM 12,976 30,000 0.00%
4173 METABOLIX INC RESTRICTED 49,043 30,000 0.00%
4174 ASTEC INDUSTRIES INC 31,909 29,000 0.00%
4175 ITERIS INC 16,101 29,000 0.00%
4176 U.S. GEOTHERMAL INC 60,081 29,000 0.00%
4177 AG&E HOLDINGS INC 36,181 29,000 0.00%
4178 CASTLE BRANDS INC COM 19,402 27,000 0.00%
4179 LOCAL CORP COM 58,491 27,000 0.00%
4180 ATLANTICUS HLDGS CORP 12,247 27,000 0.00%
4181 ACTIVE POWER INC COM NEW 11,610 26,000 0.00%
4182 AMERICAN EAGLE ENERGY CORP COM 135,516 25,000 0.00%
4183 FIRST ACCEPTANCE CORP 10,521 25,000 0.00%
4184 MAGELLAN PETROLEUM CORP 48,991 25,000 0.00%
4185 CHARLES & COLVARD LTD 21,900 25,000 0.00%
4186 ROYALE ENERGY INC 15,957 25,000 0.00%
4187 B2GOLD CORP 15,702 24,000 0.00%
4188 DATARAM 10,665 24,000 0.00%
4189 GTX INC 34,736 24,000 0.00%
4190 ALLIED HEALTHCARE PRODS INC 14,433 24,000 0.00%
4191 ESCALON MEDICAL CORP 16,000 22,000 0.00%
4192 FORWARD INDS INC N Y 27,817 22,000 0.00%
4193 BANK AMER CORP 1,448 22,000 0.00% Call
4194 INTERPHASE CORP 14,484 22,000 0.00%
4195 PDI INC 16,554 22,000 0.00%
4196 GOLDEN MINERALS CO 49,558 20,000 0.00%
4197 URANIUM RES INC 13,961 19,000 0.00%
4198 SUNLINK HEALTH SYS INC COM 10,720 18,000 0.00%
4199 National Bank of Greece - ADR 13,073 17,000 0.00%
4200 PERSEON CORP 39,223 16,000 0.00%
Page 84 of 85

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-15-000086, filed 2015.05.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.