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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
51 SELECT SECTOR SPDR TR 2,858,846 65,439 0.39%
52 AT&T INC 1,829,655 63,965 0.38%
53 ISHARES TR 408,930 63,887 0.38%
54 ISHARES TR 549,307 62,000 0.37%
55 FIRST TR LRGE CP CORE ALPHA 1,429,059 61,207 0.36%
56 VERIZON COMMUNICATIONS INC 1,233,068 60,951 0.36%
57 VANGUARD BD INDEX FDS 722,276 57,905 0.35%
58 CHEVRON CORP NEW 453,243 53,325 0.32%
59 POWERSHARES ETF TRUST II 2,194,572 53,306 0.32%
60 ISHARES TR 708,768 52,839 0.32%
61 ISHARES TR 1,291,292 52,568 0.31%
62 POWERSHARES ETF TR II 1,495,869 51,937 0.31%
63 ISHARES TR 426,487 50,637 0.30%
64 ISHARES TR 729,012 50,448 0.30%
65 MICROSOFT CORP 1,080,510 49,595 0.30%
66 VANGUARD INDEX FDS 428,325 49,549 0.30%
67 VANGUARD INDEX FDS 545,708 48,694 0.29%
68 SELECT SECTOR SPDR TR 1,228,344 48,249 0.29%
69 DISNEY WALT CO 541,239 47,355 0.28%
70 PROCTER AND GAMBLE CO 559,581 46,524 0.28%
71 ALTRIA GROUP INC 1,015,854 46,496 0.28%
72 ISHARES TR 890,361 45,239 0.27%
73 SPDR DOW JONES INDL AVRG ETF 267,009 44,772 0.27%
74 ISHARES 20 YEAR TREASURY BOND ETF 371,903 43,970 0.26%
75 FIRST TR LRG CP VL ALPHADEX 1,030,116 43,110 0.26%
76 FIRST TR EXCHANGE TRADED FD 770,252 42,526 0.25%
77 ISHARES 620,478 41,963 0.25%
78 ISHARES TR 308,915 41,076 0.24%
79 COCA COLA CO 956,773 40,892 0.24%
80 SELECT SECTOR SPDR TR 459,764 40,813 0.24%
81 ISHARES TR 411,978 40,786 0.24%
82 SPDR SERIES TRUST 1,384,441 40,370 0.24%
83 ISHARES TR 263,728 38,787 0.23%
84 ISHARES TR 340,937 38,570 0.23%
85 PIMCO ETF TR 351,665 38,314 0.23%
86 VANGUARD INDEX FDS 212,945 37,951 0.23%
87 ISHARES TR 140,768 37,927 0.23%
88 BOEING CO 302,545 37,718 0.22%
89 ISHARES 1,235,906 37,633 0.22%
90 DNP SELECT INCOME FD INC 3,724,606 37,619 0.22%
91 ISHARES TR 1,033,975 36,623 0.22%
92 INTEL CORP 1,073,834 36,500 0.22%
93 CREDIT SUISSE NASSAU BRH 1,027,183 36,455 0.22%
94 PIMCO ETF TR 352,696 35,781 0.21%
95 SPDR INDEX SHS FDS 775,536 35,458 0.21%
96 SPDR SER TR 943,907 35,312 0.21%
97 FS KKR CAPITAL CORP COM 3,323,839 35,299 0.21%
98 POWERSHARES ETF TRUST 404,861 35,114 0.21%
99 ISHARES TR 400,562 34,813 0.21%
100 VANGUARD WORLD FD 352,140 34,661 0.21%
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